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CIK 0001114446 · Non-accelerated filer

UBS AG

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Tickers
AMUB BDCZ MLPB SMHB UCIB
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
Switzerland
Entity type
other
Phone
203-719-5241
Business address
BAHNHOFSTRASSE 45, ZURICH, Switzerland, CH 8001

Securities

  • AMUB Alerian MLP Index ETN Series B due July 18, 2042 NYSE
  • BDCZ MarketVector Business Development Companies Liquid Index ETN due April 26, 2041 NYSE
  • MLPB Alerian MLP Infrastructure Index ETN Series B due April 2, 2040 NYSE
  • SMHB Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B NYSE
  • UCIB UBS Bloomberg Constant Maturity Commodity Index (CMCI) Total Return ETN Series B due April 5, 2038 NYSE
  • BDCX Quarterly Pay 1.5x Leveraged MarketVector BDC Liquid Index ETN due June 10, 2050 NYSE
  • CEFD Monthly Pay 1.5X Leveraged Closed-End Fund Index ETN NYSE
  • HDLB Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN Series B due September 30, 2044 NYSE
  • IFED IFED Invest with the Fed TR Index ETN NYSE
  • MLPR Quarterly Pay 1.5X Leveraged Alerian MLP Index ETN NYSE
  • MVRL Monthly Pay 1.5X Leveraged Mortgage REIT ETN NYSE
  • PFFL 2xMonthly Pay Leveraged Preferred Stock Index ETN due September 25, 2048 NYSE
  1. 424B2 Offering Prospectus
  2. 424B2 Offering Prospectus
  3. 4 Derivatives Options or other derivatives
  4. 4 Open-market sale 10% owner sold 1,850 shares at an average $4.85 ($8,980)
  5. 4 Open-market sale 10% owner sold 17,832 shares at an average $4.94 ($83,195)
  6. SC 13G Stake Amended Statement of Ownership
  7. 4 Open-market buy 10% owner bought 26,860 shares at an average $5.14 ($133,004)
  8. 4 Open-market buy 10% owner bought 25,685 shares at an average $5.43 ($138,355)
  9. 4 Open-market sale 10% owner sold 42,746 shares at an average $5.47 ($232,637)
  10. 4 Open-market buy 10% owner bought 34,005 shares at an average $5.21 ($177,026)
  11. 4 Open-market sale 10% owner sold 58,695 shares at an average $5.00 ($293,522)
  12. 4 Open-market sale 10% owner sold 24,699 shares at an average $4.69 ($115,797)
  13. 4 Open-market buy 10% owner bought 29,608 shares at an average $4.82 ($128,252)
  14. 4 Open-market buy 10% owner bought 14,465 shares at an average $4.38 ($63,310)
  15. 3 Insider Initial Statement of Ownership
  16. 6-K Event Report of Foreign Issuer
  17. FWP Offering Free Writing Prospectus
  18. FWP Offering Free Writing Prospectus
  19. 424B2 Offering Prospectus
  20. FWP Offering Free Writing Prospectus

Page 6,137 of 6,238 · 124,742 filings