4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052487
10% owner bought 25,685 shares at an average $5.43 ($138,355)
- 10% owner sold 23,960 shares at an average $5.45 ($129,312)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-06-06 | Sale | −200 | $5.75 | $1,150 | 30,124 | I |
| UBS AG 10% owner | 2008-06-09 | Purchase | +1,000 | $5.53 | $5,530 | 31,124 | I |
| UBS AG 10% owner | 2008-06-09 | Purchase | +600 | $5.55 | $3,330 | 31,724 | I |
| UBS AG 10% owner | 2008-06-09 | Purchase | +900 | $5.53 | $4,977 | 32,624 | I |
| UBS AG 10% owner | 2008-06-09 | Sale | −900 | $5.53 | $4,977 | 31,724 | I |
| UBS AG 10% owner | 2008-06-09 | Sale | −100 | $5.54 | $554 | 31,624 | I |
| UBS AG 10% owner | 2008-06-09 | Sale | −1,500 | $5.54 | $8,310 | 30,124 | I |
| UBS AG 10% owner | 2008-06-10 | Purchase | +25 | 30,149 | I | ||
| UBS AG 10% owner | 2008-06-10 | Sale | −25 | 30,124 | I | ||
| UBS AG 10% owner | 2008-06-11 | Purchase | +500 | $5.12 | $2,560 | 30,624 | I |
| UBS AG 10% owner | 2008-06-11 | Purchase | +400 | $5.30 | $2,120 | 31,024 | I |
| UBS AG 10% owner | 2008-06-11 | Purchase | +2,500 | $5.15 | $12,875 | 33,524 | I |
| UBS AG 10% owner | 2008-06-11 | Sale | −3,000 | $5.15 | $15,450 | 30,524 | I |
| UBS AG 10% owner | 2008-06-11 | Sale | −400 | $5.30 | $2,120 | 30,124 | I |
| UBS AG 10% owner | 2008-06-11 | Purchase | +200 | 30,324 | I | ||
| UBS AG 10% owner | 2008-06-11 | Sale | −200 | 30,124 | I | ||
| UBS AG 10% owner | 2008-06-12 | Purchase | +1,900 | $5.61 | $10,659 | 32,024 | I |
| UBS AG 10% owner | 2008-06-12 | Purchase | +1,500 | $5.56 | $8,340 | 33,524 | I |
| UBS AG 10% owner | 2008-06-12 | Purchase | +1,500 | $5.80 | $8,700 | 35,024 | I |
| UBS AG 10% owner | 2008-06-12 | Purchase | +6,200 | $5.53 | $34,286 | 41,224 | I |
| UBS AG 10% owner | 2008-06-12 | Purchase | +5,660 | $5.30 | $29,998 | 46,884 | I |
| UBS AG 10% owner | 2008-06-12 | Sale | −5,007 | $5.50 | $27,539 | 41,877 | I |
| UBS AG 10% owner | 2008-06-12 | Sale | −200 | $5.45 | $1,090 | 41,677 | I |
| UBS AG 10% owner | 2008-06-12 | Sale | −3,453 | $5.34 | $18,439 | 38,224 | I |
| UBS AG 10% owner | 2008-06-12 | Sale | −1,200 | $5.55 | $6,660 | 37,024 | I |
| UBS AG 10% owner | 2008-06-12 | Sale | −1,543 | $5.66 | $8,733 | 35,481 | I |
| UBS AG 10% owner | 2008-06-12 | Sale | −1,932 | $5.24 | $10,124 | 33,549 | I |
| UBS AG 10% owner | 2008-06-12 | Sale | −4,300 | $5.62 | $24,166 | 29,249 | I |
| UBS AG 10% owner | 2008-06-13 | Purchase | +2,000 | $5.35 | $10,700 | 31,249 | I |
| UBS AG 10% owner | 2008-06-13 | Purchase | +800 | $5.35 | $4,280 | 32,049 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-05-27 | Purchase · Warrants (Right to Buy) | +38,870 | $0.83 | $32,262 | 1,238,753 | I |
| UBS AG 10% owner | 2008-05-27 | Purchase · Warrants (Right to Buy) | +1,500 | $1.00 | $1,500 | 1,240,253 | I |
| UBS AG 10% owner | 2008-05-27 | Sale · Warrants (Right to Buy) | −1,500 | $1.00 | $1,500 | 1,238,753 | I |
| UBS AG 10% owner | 2008-05-27 | Sale · Warrants (Right to Buy) | −8,870 | $0.85 | $7,540 | 1,229,883 | I |
| UBS AG 10% owner | 2008-05-27 | Sale · Warrants (Right to Buy) | −10,097 | $0.81 | $8,179 | 1,219,786 | I |
| UBS AG 10% owner | 2008-05-27 | Sale · Warrants (Right to Buy) | −5,530 | $0.82 | $4,535 | 1,214,256 | I |
| UBS AG 10% owner | 2008-05-27 | Sale · Warrants (Right to Buy) | −13,600 | $0.82 | $11,152 | 1,200,656 | I |
| UBS AG 10% owner | 2008-05-28 | Purchase · Warrants (Right to Buy) | +2,812 | $0.84 | $2,362 | 1,203,468 | I |
| UBS AG 10% owner | 2008-05-28 | Sale · Warrants (Right to Buy) | −2,812 | $0.84 | $2,362 | 1,200,656 | I |
| UBS AG 10% owner | 2008-05-28 | Sale · Warrants (Right to Buy) | −2,188 | $0.84 | $1,838 | 1,198,468 | I |
| UBS AG 10% owner | 2008-05-29 | Purchase · Warrants (Right to Buy) | +2,450 | $0.83 | $2,034 | 1,200,918 | I |
| UBS AG 10% owner | 2008-05-29 | Purchase · Warrants (Right to Buy) | +900 | $0.83 | $747 | 1,201,818 | I |
| UBS AG 10% owner | 2008-05-29 | Sale · Warrants (Right to Buy) | −3,350 | $0.83 | $2,781 | 1,198,468 | I |
| UBS AG 10% owner | 2008-05-29 | Sale · Warrants (Right to Buy) | −650 | $0.83 | $540 | 1,197,818 | I |
| UBS AG 10% owner | 2008-05-30 | Purchase · Warrants (Right to Buy) | +5,000 | $0.85 | $4,250 | 1,202,818 | I |
| UBS AG 10% owner | 2008-05-30 | Purchase · Warrants (Right to Buy) | +1,100 | $0.93 | $1,023 | 1,203,918 | I |
| UBS AG 10% owner | 2008-05-30 | Sale · Warrants (Right to Buy) | −6,100 | $0.86 | $5,246 | 1,197,818 | I |
| UBS AG 10% owner | 2008-05-30 | Sale · Warrants (Right to Buy) | −400 | $0.94 | $376 | 1,197,418 | I |
| UBS AG 10% owner | 2008-06-02 | Purchase · Warrants (Right to Buy) | +4,580 | $0.95 | $4,351 | 1,201,998 | I |
| UBS AG 10% owner | 2008-06-02 | Purchase · Warrants (Right to Buy) | +5,300 | $1.07 | $5,671 | 1,207,298 | I |
| UBS AG 10% owner | 2008-06-02 | Purchase · Warrants (Right to Buy) | +49,000 | $1.00 | $49,000 | 1,256,298 | I |
| UBS AG 10% owner | 2008-06-02 | Sale · Warrants (Right to Buy) | −4,080 | $0.94 | $3,835 | 1,252,218 | I |
| UBS AG 10% owner | 2008-06-02 | Sale · Warrants (Right to Buy) | −3,200 | $0.93 | $2,976 | 1,249,918 | I |
| UBS AG 10% owner | 2008-06-02 | Sale · Warrants (Right to Buy) | −1,000 | $1.07 | $1,070 | 1,248,918 | I |
| UBS AG 10% owner | 2008-06-02 | Sale · Warrants (Right to Buy) | −53,300 | $1.01 | $53,833 | 1,195,618 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase · Warrants (Right to Buy) | +40,500 | $1.26 | $51,030 | 1,236,118 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase · Warrants (Right to Buy) | +1,100 | $1.25 | $1,375 | 1,237,218 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase · Warrants (Right to Buy) | +94,240 | $1.21 | $114,030 | 1,331,458 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase · Warrants (Right to Buy) | +75,500 | $1.23 | $92,865 | 1,406,958 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase · Warrants (Right to Buy) | +7,740 | $1.21 | $9,365 | 1,414,698 | I |
| Open-market purchases · 25,685 sh · avg $5.43 · $138,355 | |||||||
| Open-market sales · 23,960 sh · avg $5.45 · $129,312 | |||||||
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