4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052483
10% owner bought 34,005 shares at an average $5.21 ($177,026)
- 10% owner sold 11,440 shares at an average $5.02 ($57,423)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-05-23 | Purchase | +750 | $5.19 | $3,893 | 32,482 | I |
| UBS AG 10% owner | 2008-05-23 | Purchase | +1,000 | $5.11 | $5,110 | 33,482 | I |
| UBS AG 10% owner | 2008-05-23 | Purchase | +1,250 | $5.17 | $6,463 | 34,732 | I |
| UBS AG 10% owner | 2008-05-23 | Sale | −700 | $5.11 | $3,577 | 34,032 | I |
| UBS AG 10% owner | 2008-05-23 | Sale | −1,250 | $5.17 | $6,463 | 32,782 | I |
| UBS AG 10% owner | 2008-05-23 | Sale | −200 | $4.99 | $998 | 32,582 | I |
| UBS AG 10% owner | 2008-05-23 | Sale | −1,000 | $5.17 | $5,170 | 31,582 | I |
| UBS AG 10% owner | 2008-05-27 | Purchase | +3,760 | $4.94 | $18,574 | 35,342 | I |
| UBS AG 10% owner | 2008-05-27 | Sale | −2,460 | $4.92 | $12,103 | 32,882 | I |
| UBS AG 10% owner | 2008-05-27 | Sale | −1,000 | $5.12 | $5,120 | 31,882 | I |
| UBS AG 10% owner | 2008-05-27 | Sale | −1,300 | $4.98 | $6,474 | 30,582 | I |
| UBS AG 10% owner | 2008-05-27 | Sale | −300 | $5.03 | $1,509 | 30,282 | I |
| UBS AG 10% owner | 2008-05-27 | Sale | −700 | $4.90 | $3,430 | 29,582 | I |
| UBS AG 10% owner | 2008-05-28 | Purchase | +1,100 | $4.91 | $5,401 | 30,682 | I |
| UBS AG 10% owner | 2008-05-28 | Purchase | +200 | $4.80 | $960 | 30,882 | I |
| UBS AG 10% owner | 2008-05-28 | Sale | −200 | $4.80 | $960 | 30,682 | I |
| UBS AG 10% owner | 2008-05-28 | Sale | −100 | $4.87 | $487 | 30,582 | I |
| UBS AG 10% owner | 2008-05-28 | Sale | −100 | $4.86 | $486 | 30,482 | I |
| UBS AG 10% owner | 2008-05-29 | Purchase | +1,000 | $4.93 | $4,930 | 31,482 | I |
| UBS AG 10% owner | 2008-05-29 | Purchase | +40 | $4.91 | $196 | 31,522 | I |
| UBS AG 10% owner | 2008-05-29 | Sale | −40 | $4.91 | $196 | 31,482 | I |
| UBS AG 10% owner | 2008-05-29 | Sale | −1,000 | $4.93 | $4,930 | 30,482 | I |
| UBS AG 10% owner | 2008-05-30 | Purchase | +290 | $4.93 | $1,430 | 30,772 | I |
| UBS AG 10% owner | 2008-05-30 | Purchase | +300 | $4.91 | $1,473 | 31,072 | I |
| UBS AG 10% owner | 2008-05-30 | Sale | −300 | $4.91 | $1,473 | 30,772 | I |
| UBS AG 10% owner | 2008-05-30 | Sale | −290 | $4.93 | $1,430 | 30,482 | I |
| UBS AG 10% owner | 2008-06-02 | Purchase | +24,015 | $5.29 | $127,039 | 54,497 | I |
| UBS AG 10% owner | 2008-06-02 | Purchase | +300 | $5.19 | $1,557 | 54,797 | I |
| UBS AG 10% owner | 2008-06-02 | Sale | −200 | $5.30 | $1,060 | 54,597 | I |
| UBS AG 10% owner | 2008-06-02 | Sale | −300 | $5.19 | $1,557 | 54,297 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-05-02 | Sale · Warrants (Right to Buy) | −4,700 | $0.87 | $4,089 | 1,105,833 | I |
| UBS AG 10% owner | 2008-05-02 | Sale · Warrants (Right to Buy) | −5,000 | $0.87 | $4,350 | 1,100,833 | I |
| UBS AG 10% owner | 2008-05-05 | Purchase · Warrants (Right to Buy) | +10,197 | $0.82 | $8,362 | 1,111,030 | I |
| UBS AG 10% owner | 2008-05-05 | Sale · Warrants (Right to Buy) | −197 | $0.86 | $169 | 1,110,833 | I |
| UBS AG 10% owner | 2008-05-05 | Sale · Warrants (Right to Buy) | −1,500 | $0.85 | $1,275 | 1,109,333 | I |
| UBS AG 10% owner | 2008-05-05 | Sale · Warrants (Right to Buy) | −10,000 | $0.82 | $8,200 | 1,099,333 | I |
| UBS AG 10% owner | 2008-05-07 | Purchase · Warrants (Right to Buy) | +500 | $0.81 | $405 | 1,099,833 | I |
| UBS AG 10% owner | 2008-05-07 | Sale · Warrants (Right to Buy) | −500 | $0.81 | $405 | 1,099,333 | I |
| UBS AG 10% owner | 2008-05-09 | Purchase · Warrants (Right to Buy) | +600 | $0.82 | $492 | 1,099,933 | I |
| UBS AG 10% owner | 2008-05-09 | Sale · Warrants (Right to Buy) | −600 | $0.82 | $492 | 1,099,333 | I |
| UBS AG 10% owner | 2008-05-12 | Purchase · Warrants (Right to Buy) | +1,043 | $0.79 | $824 | 1,100,376 | I |
| UBS AG 10% owner | 2008-05-12 | Purchase · Warrants (Right to Buy) | +1,057 | $0.79 | $835 | 1,101,433 | I |
| UBS AG 10% owner | 2008-05-12 | Purchase · Warrants (Right to Buy) | +2,900 | $0.79 | $2,291 | 1,104,333 | I |
| UBS AG 10% owner | 2008-05-12 | Sale · Warrants (Right to Buy) | −5,000 | $0.79 | $3,950 | 1,099,333 | I |
| UBS AG 10% owner | 2008-05-13 | Purchase · Warrants (Right to Buy) | +2,500 | $0.79 | $1,975 | 1,101,833 | I |
| UBS AG 10% owner | 2008-05-13 | Purchase · Warrants (Right to Buy) | +999 | $0.84 | $839 | 1,102,832 | I |
| UBS AG 10% owner | 2008-05-13 | Sale · Warrants (Right to Buy) | −999 | $0.84 | $839 | 1,101,833 | I |
| UBS AG 10% owner | 2008-05-13 | Sale · Warrants (Right to Buy) | −1,400 | $0.79 | $1,106 | 1,100,433 | I |
| UBS AG 10% owner | 2008-05-15 | Purchase · Warrants (Right to Buy) | +5,000 | $0.80 | $4,000 | 1,105,433 | I |
| UBS AG 10% owner | 2008-05-15 | Purchase · Warrants (Right to Buy) | +4,000 | $0.80 | $3,200 | 1,109,433 | I |
| UBS AG 10% owner | 2008-05-15 | Sale · Warrants (Right to Buy) | −4,000 | $0.80 | $3,200 | 1,105,433 | I |
| UBS AG 10% owner | 2008-05-15 | Sale · Warrants (Right to Buy) | −100 | $0.78 | $78 | 1,105,333 | I |
| UBS AG 10% owner | 2008-05-15 | Sale · Warrants (Right to Buy) | −4,900 | $0.80 | $3,920 | 1,100,433 | I |
| UBS AG 10% owner | 2008-05-16 | Purchase · Warrants (Right to Buy) | +900 | $0.79 | $711 | 1,101,333 | I |
| UBS AG 10% owner | 2008-05-16 | Sale · Warrants (Right to Buy) | −900 | $0.79 | $711 | 1,100,433 | I |
| UBS AG 10% owner | 2008-05-19 | Purchase · Warrants (Right to Buy) | +150 | $0.78 | $117 | 1,100,583 | I |
| UBS AG 10% owner | 2008-05-19 | Purchase · Warrants (Right to Buy) | +100 | $0.79 | $79 | 1,100,683 | I |
| UBS AG 10% owner | 2008-05-19 | Sale · Warrants (Right to Buy) | −100 | $0.79 | $79 | 1,100,583 | I |
| UBS AG 10% owner | 2008-05-19 | Sale · Warrants (Right to Buy) | −150 | $0.78 | $117 | 1,100,433 | I |
| UBS AG 10% owner | 2008-05-20 | Purchase · Warrants (Right to Buy) | +150 | $0.78 | $117 | 1,100,583 | I |
| Open-market purchases · 34,005 sh · avg $5.21 · $177,026 | |||||||
| Open-market sales · 11,440 sh · avg $5.02 · $57,423 | |||||||
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