4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052481
10% owner sold 58,695 shares at an average $5.00 ($293,522)
- 10% owner bought 57,762 shares at an average $5.04 ($291,208)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-05-16 | Sale | −1,500 | $4.79 | $7,185 | 31,165 | I |
| UBS AG 10% owner | 2008-05-19 | Purchase | +1,062 | $4.59 | $4,875 | 32,227 | I |
| UBS AG 10% owner | 2008-05-19 | Sale | −1,062 | $4.59 | $4,875 | 31,165 | I |
| UBS AG 10% owner | 2008-05-20 | Purchase | +1,225 | $4.13 | $5,059 | 32,390 | I |
| UBS AG 10% owner | 2008-05-20 | Sale | −38 | $4.44 | $169 | 32,352 | I |
| UBS AG 10% owner | 2008-05-20 | Sale | −1,225 | $4.13 | $5,059 | 31,127 | I |
| UBS AG 10% owner | 2008-05-21 | Purchase | +700 | $5.24 | $3,668 | 31,827 | I |
| UBS AG 10% owner | 2008-05-21 | Purchase | +500 | $5.33 | $2,665 | 32,327 | I |
| UBS AG 10% owner | 2008-05-21 | Purchase | +1,000 | $5.21 | $5,210 | 33,327 | I |
| UBS AG 10% owner | 2008-05-21 | Purchase | +14,846 | $4.36 | $64,729 | 48,173 | I |
| UBS AG 10% owner | 2008-05-21 | Sale | −1,000 | $4.34 | $4,340 | 47,173 | I |
| UBS AG 10% owner | 2008-05-21 | Sale | −9,425 | $4.26 | $40,151 | 37,748 | I |
| UBS AG 10% owner | 2008-05-21 | Sale | −2,425 | $3.93 | $9,530 | 35,323 | I |
| UBS AG 10% owner | 2008-05-21 | Sale | −6,047 | $5.15 | $31,142 | 29,276 | I |
| UBS AG 10% owner | 2008-05-21 | Sale | −275 | $5.00 | $1,375 | 29,001 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase | +10,839 | $5.31 | $57,555 | 39,840 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase | +1,695 | $5.05 | $8,560 | 41,535 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase | +21,595 | $5.43 | $117,261 | 63,130 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase | +500 | $5.33 | $2,665 | 63,630 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase | +3,800 | $4.99 | $18,962 | 67,430 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −847 | $5.37 | $4,548 | 66,583 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −200 | $5.28 | $1,056 | 66,383 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −200 | $5.30 | $1,060 | 66,183 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −13,334 | $5.25 | $70,004 | 52,849 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −6,356 | $5.34 | $33,941 | 46,493 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −3,000 | $5.30 | $15,900 | 43,493 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −1,300 | $5.47 | $7,111 | 42,193 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −3,861 | $5.09 | $19,652 | 38,332 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −400 | $5.50 | $2,200 | 37,932 | I |
| UBS AG 10% owner | 2008-05-22 | Sale | −6,200 | $5.52 | $34,224 | 31,732 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-04-24 | Sale · Warrants (Right to Buy) | −10,100 | $0.89 | $8,989 | 1,096,707 | I |
| UBS AG 10% owner | 2008-04-25 | Purchase · Warrants (Right to Buy) | +10,000 | $0.82 | $8,200 | 1,106,707 | I |
| UBS AG 10% owner | 2008-04-25 | Purchase · Warrants (Right to Buy) | +56,000 | $0.84 | $47,040 | 1,162,707 | I |
| UBS AG 10% owner | 2008-04-25 | Purchase · Warrants (Right to Buy) | +9,900 | $0.82 | $8,118 | 1,172,607 | I |
| UBS AG 10% owner | 2008-04-25 | Sale · Warrants (Right to Buy) | −9,900 | $0.82 | $8,118 | 1,162,707 | I |
| UBS AG 10% owner | 2008-04-25 | Sale · Warrants (Right to Buy) | −66,000 | $0.84 | $55,440 | 1,096,707 | I |
| UBS AG 10% owner | 2008-04-28 | Purchase · Warrants (Right to Buy) | +20,387 | $0.84 | $17,125 | 1,117,094 | I |
| UBS AG 10% owner | 2008-04-28 | Sale · Warrants (Right to Buy) | −20,387 | $0.84 | $17,125 | 1,096,707 | I |
| UBS AG 10% owner | 2008-04-29 | Purchase · Warrants (Right to Buy) | +10,000 | $0.82 | $8,200 | 1,106,707 | I |
| UBS AG 10% owner | 2008-04-29 | Purchase · Warrants (Right to Buy) | +33,700 | $0.84 | $28,308 | 1,140,407 | I |
| UBS AG 10% owner | 2008-04-29 | Sale · Warrants (Right to Buy) | −100 | $0.83 | $83 | 1,140,307 | I |
| UBS AG 10% owner | 2008-04-29 | Sale · Warrants (Right to Buy) | −3,500 | $0.82 | $2,870 | 1,136,807 | I |
| UBS AG 10% owner | 2008-04-29 | Sale · Warrants (Right to Buy) | −33,700 | $0.84 | $28,308 | 1,103,107 | I |
| UBS AG 10% owner | 2008-04-30 | Purchase · Warrants (Right to Buy) | +8,074 | $0.85 | $6,863 | 1,111,181 | I |
| UBS AG 10% owner | 2008-04-30 | Purchase · Warrants (Right to Buy) | +2,000 | $0.85 | $1,700 | 1,113,181 | I |
| UBS AG 10% owner | 2008-04-30 | Sale · Warrants (Right to Buy) | −2,000 | $0.85 | $1,700 | 1,111,181 | I |
| UBS AG 10% owner | 2008-04-30 | Sale · Warrants (Right to Buy) | −2,774 | $0.85 | $2,358 | 1,108,407 | I |
| UBS AG 10% owner | 2008-04-30 | Sale · Warrants (Right to Buy) | −5,300 | $0.85 | $4,505 | 1,103,107 | I |
| UBS AG 10% owner | 2008-05-01 | Purchase · Warrants (Right to Buy) | +3,200 | $0.85 | $2,720 | 1,106,307 | I |
| UBS AG 10% owner | 2008-05-01 | Purchase · Warrants (Right to Buy) | +4,713 | $0.83 | $3,912 | 1,111,020 | I |
| UBS AG 10% owner | 2008-05-01 | Sale · Warrants (Right to Buy) | −4,713 | $0.83 | $3,912 | 1,106,307 | I |
| UBS AG 10% owner | 2008-05-01 | Sale · Warrants (Right to Buy) | −3,200 | $0.85 | $2,720 | 1,103,107 | I |
| UBS AG 10% owner | 2008-05-01 | Sale · Warrants (Right to Buy) | −4,800 | $0.85 | $4,080 | 1,098,307 | I |
| UBS AG 10% owner | 2008-05-02 | Purchase · Warrants (Right to Buy) | +10,000 | $0.87 | $8,700 | 1,108,307 | I |
| UBS AG 10% owner | 2008-05-02 | Purchase · Warrants (Right to Buy) | +6,029 | $0.87 | $5,245 | 1,114,336 | I |
| UBS AG 10% owner | 2008-05-02 | Purchase · Warrants (Right to Buy) | +12,000 | $0.90 | $10,800 | 1,126,336 | I |
| UBS AG 10% owner | 2008-05-02 | Sale · Warrants (Right to Buy) | −800 | $0.87 | $696 | 1,125,536 | I |
| UBS AG 10% owner | 2008-05-02 | Sale · Warrants (Right to Buy) | −3,000 | $0.86 | $2,580 | 1,122,536 | I |
| UBS AG 10% owner | 2008-05-02 | Sale · Warrants (Right to Buy) | −12,000 | $0.90 | $10,800 | 1,110,536 | I |
| UBS AG 10% owner | 2008-05-02 | Sale · Warrants (Right to Buy) | −3 | $0.87 | $3 | 1,110,533 | I |
| Open-market purchases · 57,762 sh · avg $5.04 · $291,208 | |||||||
| Open-market sales · 58,695 sh · avg $5.00 · $293,522 | |||||||
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