4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052489
10% owner bought 26,860 shares at an average $5.14 ($133,004)
- 10% owner sold 26,220 shares at an average $5.19 ($130,907)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-06-13 | Purchase | +5,200 | $5.33 | $27,716 | 37,249 | I |
| UBS AG 10% owner | 2008-06-13 | Sale | −2,000 | $5.34 | $10,680 | 35,249 | I |
| UBS AG 10% owner | 2008-06-13 | Sale | −2,500 | $5.33 | $13,325 | 32,749 | I |
| UBS AG 10% owner | 2008-06-13 | Sale | −300 | $5.31 | $1,593 | 32,449 | I |
| UBS AG 10% owner | 2008-06-13 | Sale | −1,000 | $5.32 | $5,320 | 31,449 | I |
| UBS AG 10% owner | 2008-06-13 | Sale | −1,200 | $5.35 | $6,420 | 30,249 | I |
| UBS AG 10% owner | 2008-06-16 | Purchase | +100 | $5.23 | $523 | 30,349 | I |
| UBS AG 10% owner | 2008-06-16 | Purchase | +500 | $5.30 | $2,650 | 30,849 | I |
| UBS AG 10% owner | 2008-06-16 | Purchase | +1,560 | $5.22 | $8,143 | 32,409 | I |
| UBS AG 10% owner | 2008-06-16 | Purchase | +500 | $5.25 | $2,625 | 32,909 | I |
| UBS AG 10% owner | 2008-06-16 | Purchase | +3,600 | $5.25 | $18,900 | 36,509 | I |
| UBS AG 10% owner | 2008-06-16 | Sale | −500 | $5.30 | $2,650 | 36,009 | I |
| UBS AG 10% owner | 2008-06-16 | Sale | −3,700 | $5.25 | $19,425 | 32,309 | I |
| UBS AG 10% owner | 2008-06-16 | Sale | −160 | $5.30 | $848 | 32,149 | I |
| UBS AG 10% owner | 2008-06-16 | Sale | −2,060 | $5.23 | $10,774 | 30,089 | I |
| UBS AG 10% owner | 2008-06-17 | Purchase | +100 | $5.30 | $530 | 30,189 | I |
| UBS AG 10% owner | 2008-06-17 | Purchase | +200 | $5.25 | $1,050 | 30,389 | I |
| UBS AG 10% owner | 2008-06-17 | Sale | −500 | $5.27 | $2,635 | 29,889 | I |
| UBS AG 10% owner | 2008-06-17 | Purchase | +1,000 | 30,889 | I | ||
| UBS AG 10% owner | 2008-06-17 | Sale | −1,000 | 29,889 | I | ||
| UBS AG 10% owner | 2008-06-19 | Purchase | +2,000 | $5.15 | $10,300 | 31,889 | I |
| UBS AG 10% owner | 2008-06-19 | Purchase | +2,400 | $5.19 | $12,456 | 34,289 | I |
| UBS AG 10% owner | 2008-06-19 | Sale | −2,400 | $5.19 | $12,456 | 31,889 | I |
| UBS AG 10% owner | 2008-06-19 | Sale | −200 | $5.10 | $1,020 | 31,689 | I |
| UBS AG 10% owner | 2008-06-19 | Sale | −1,000 | $5.19 | $5,190 | 30,689 | I |
| UBS AG 10% owner | 2008-06-20 | Purchase | +2,400 | $4.90 | $11,760 | 33,089 | I |
| UBS AG 10% owner | 2008-06-20 | Purchase | +5,700 | $5.03 | $28,671 | 38,789 | I |
| UBS AG 10% owner | 2008-06-20 | Sale | −5,700 | $5.03 | $28,671 | 33,089 | I |
| UBS AG 10% owner | 2008-06-20 | Sale | −2,000 | $4.95 | $9,900 | 31,089 | I |
| UBS AG 10% owner | 2008-06-23 | Purchase | +1,600 | $4.80 | $7,680 | 32,689 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −2,600 | $1.30 | $3,380 | 1,412,098 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −7,099 | $1.25 | $8,874 | 1,404,999 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −1,790 | $1.25 | $2,238 | 1,403,209 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −13,900 | $1.25 | $17,375 | 1,389,309 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −7,050 | $1.21 | $8,531 | 1,382,259 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −14,523 | $1.24 | $18,009 | 1,367,736 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −100 | $1.15 | $115 | 1,367,636 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −44,368 | $1.26 | $55,904 | 1,323,268 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −3,200 | $1.14 | $3,648 | 1,320,068 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −1,672 | $1.14 | $1,906 | 1,318,396 | I |
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −75,900 | $1.19 | $90,321 | 1,242,496 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase · Warrants (Right to Buy) | +200 | 1,242,696 | I | ||
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −200 | 1,242,496 | I | ||
| UBS AG 10% owner | 2008-06-03 | Sale · Warrants (Right to Buy) | −200 | 1,242,296 | I | ||
| UBS AG 10% owner | 2008-06-04 | Purchase · Warrants (Right to Buy) | +21,300 | $1.29 | $27,477 | 1,263,596 | I |
| UBS AG 10% owner | 2008-06-04 | Purchase · Warrants (Right to Buy) | +3,500 | $1.27 | $4,445 | 1,267,096 | I |
| UBS AG 10% owner | 2008-06-04 | Purchase · Warrants (Right to Buy) | +4,900 | $1.28 | $6,272 | 1,271,996 | I |
| UBS AG 10% owner | 2008-06-04 | Sale · Warrants (Right to Buy) | −8,400 | $1.28 | $10,752 | 1,263,596 | I |
| UBS AG 10% owner | 2008-06-04 | Sale · Warrants (Right to Buy) | −700 | $1.26 | $882 | 1,262,896 | I |
| UBS AG 10% owner | 2008-06-04 | Sale · Warrants (Right to Buy) | −300 | $1.26 | $378 | 1,262,596 | I |
| UBS AG 10% owner | 2008-06-04 | Sale · Warrants (Right to Buy) | −3,200 | $1.29 | $4,128 | 1,259,396 | I |
| UBS AG 10% owner | 2008-06-04 | Sale · Warrants (Right to Buy) | −20,300 | $1.29 | $26,187 | 1,239,096 | I |
| UBS AG 10% owner | 2008-06-05 | Purchase · Warrants (Right to Buy) | +9,500 | $1.30 | $12,350 | 1,248,596 | I |
| UBS AG 10% owner | 2008-06-05 | Purchase · Warrants (Right to Buy) | +2,500 | $1.31 | $3,275 | 1,251,096 | I |
| UBS AG 10% owner | 2008-06-05 | Purchase · Warrants (Right to Buy) | +6,400 | $1.30 | $8,320 | 1,257,496 | I |
| UBS AG 10% owner | 2008-06-05 | Purchase · Warrants (Right to Buy) | +6,000 | $1.27 | $7,620 | 1,263,496 | I |
| UBS AG 10% owner | 2008-06-05 | Sale · Warrants (Right to Buy) | −2,500 | $1.31 | $3,275 | 1,260,996 | I |
| UBS AG 10% owner | 2008-06-05 | Sale · Warrants (Right to Buy) | −2,880 | $1.28 | $3,686 | 1,258,116 | I |
| UBS AG 10% owner | 2008-06-05 | Sale · Warrants (Right to Buy) | −320 | $1.28 | $410 | 1,257,796 | I |
| UBS AG 10% owner | 2008-06-05 | Sale · Warrants (Right to Buy) | −2,300 | $1.29 | $2,967 | 1,255,496 | I |
| Open-market purchases · 26,860 sh · avg $5.14 · $133,004 | |||||||
| Open-market sales · 26,220 sh · avg $5.19 · $130,907 | |||||||
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