4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052492
10% owner sold 17,832 shares at an average $4.94 ($83,195)
- 10% owner bought 16,469 shares at an average $4.93 ($76,275)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-06-23 | Purchase | +800 | $4.99 | $3,992 | 33,489 | I |
| UBS AG 10% owner | 2008-06-23 | Sale | −200 | $4.90 | $980 | 33,289 | I |
| UBS AG 10% owner | 2008-06-23 | Sale | −800 | $4.99 | $3,992 | 32,489 | I |
| UBS AG 10% owner | 2008-06-23 | Sale | −500 | $4.83 | $2,415 | 31,989 | I |
| UBS AG 10% owner | 2008-06-23 | Sale | −600 | $4.76 | $2,856 | 31,389 | I |
| UBS AG 10% owner | 2008-06-24 | Purchase | +500 | $4.87 | $2,435 | 31,889 | I |
| UBS AG 10% owner | 2008-06-24 | Sale | −500 | $4.87 | $2,435 | 31,389 | I |
| UBS AG 10% owner | 2008-06-25 | Purchase | +5,700 | $5.01 | $28,557 | 37,089 | I |
| UBS AG 10% owner | 2008-06-25 | Purchase | +100 | $5.09 | $509 | 37,189 | I |
| UBS AG 10% owner | 2008-06-25 | Sale | −400 | $5.09 | $2,036 | 36,789 | I |
| UBS AG 10% owner | 2008-06-25 | Sale | −300 | $5.08 | $1,524 | 36,489 | I |
| UBS AG 10% owner | 2008-06-25 | Sale | −5,500 | $5.01 | $27,555 | 30,989 | I |
| UBS AG 10% owner | 2008-06-25 | Sale | −923 | $5.09 | $4,698 | 30,066 | I |
| UBS AG 10% owner | 2008-06-26 | Purchase | +600 | $4.87 | $2,922 | 30,666 | I |
| UBS AG 10% owner | 2008-06-26 | Sale | −1,000 | $4.86 | $4,860 | 29,666 | I |
| UBS AG 10% owner | 2008-06-27 | Purchase | +500 | $5.07 | $2,535 | 30,166 | I |
| UBS AG 10% owner | 2008-06-27 | Sale | −500 | $5.07 | $2,535 | 29,666 | I |
| UBS AG 10% owner | 2008-06-30 | Purchase | +1,000 | 30,666 | I | ||
| UBS AG 10% owner | 2008-06-30 | Sale | −1,000 | 29,666 | I | ||
| UBS AG 10% owner | 2008-07-01 | Purchase | +1,493 | $4.82 | $7,196 | 31,159 | I |
| UBS AG 10% owner | 2008-07-03 | Purchase | +1,700 | $4.82 | $8,194 | 32,859 | I |
| UBS AG 10% owner | 2008-07-03 | Sale | −300 | $4.77 | $1,431 | 32,559 | I |
| UBS AG 10% owner | 2008-07-03 | Sale | −1,400 | $4.83 | $6,762 | 31,159 | I |
| UBS AG 10% owner | 2008-07-09 | Purchase | +626 | $4.90 | $3,067 | 31,785 | I |
| UBS AG 10% owner | 2008-07-09 | Purchase | +2,200 | $4.86 | $10,692 | 33,985 | I |
| UBS AG 10% owner | 2008-07-09 | Sale | −300 | $4.90 | $1,470 | 33,685 | I |
| UBS AG 10% owner | 2008-07-09 | Sale | −2,200 | $4.86 | $10,692 | 31,485 | I |
| UBS AG 10% owner | 2008-07-09 | Sale | −159 | $4.90 | $779 | 31,326 | I |
| UBS AG 10% owner | 2008-07-10 | Purchase | +1,250 | $4.94 | $6,175 | 32,576 | I |
| UBS AG 10% owner | 2008-07-10 | Sale | −1,250 | $4.94 | $6,175 | 31,326 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-06-05 | Sale · Warrants (Right to Buy) | −5,700 | $1.30 | $7,410 | 1,249,796 | I |
| UBS AG 10% owner | 2008-06-06 | Purchase · Warrants (Right to Buy) | +6,500 | $1.18 | $7,670 | 1,256,296 | I |
| UBS AG 10% owner | 2008-06-06 | Purchase · Warrants (Right to Buy) | +1,500 | $1.20 | $1,800 | 1,257,796 | I |
| UBS AG 10% owner | 2008-06-06 | Sale · Warrants (Right to Buy) | −1,500 | $1.20 | $1,800 | 1,256,296 | I |
| UBS AG 10% owner | 2008-06-06 | Sale · Warrants (Right to Buy) | −6,500 | $1.18 | $7,670 | 1,249,796 | I |
| UBS AG 10% owner | 2008-06-09 | Purchase · Warrants (Right to Buy) | +1,000 | $1.10 | $1,100 | 1,250,796 | I |
| UBS AG 10% owner | 2008-06-09 | Sale · Warrants (Right to Buy) | −1,000 | $1.10 | $1,100 | 1,249,796 | I |
| UBS AG 10% owner | 2008-06-10 | Purchase · Warrants (Right to Buy) | +3,500 | $1.05 | $3,675 | 1,253,296 | I |
| UBS AG 10% owner | 2008-06-10 | Sale · Warrants (Right to Buy) | −2,500 | $1.04 | $2,600 | 1,250,796 | I |
| UBS AG 10% owner | 2008-06-10 | Purchase · Warrants (Right to Buy) | +50 | 1,250,846 | I | ||
| UBS AG 10% owner | 2008-06-10 | Sale · Warrants (Right to Buy) | −50 | 1,250,796 | I | ||
| UBS AG 10% owner | 2008-06-10 | Sale · Warrants (Right to Buy) | −1,000 | $1.09 | $1,090 | 1,249,796 | I |
| UBS AG 10% owner | 2008-06-11 | Purchase · Warrants (Right to Buy) | +5,000 | $1.07 | $5,350 | 1,254,796 | I |
| UBS AG 10% owner | 2008-06-11 | Purchase · Warrants (Right to Buy) | +2,000 | $1.08 | $2,160 | 1,256,796 | I |
| UBS AG 10% owner | 2008-06-11 | Sale · Warrants (Right to Buy) | −1,000 | $1.06 | $1,060 | 1,255,796 | I |
| UBS AG 10% owner | 2008-06-11 | Sale · Warrants (Right to Buy) | −1,000 | $1.09 | $1,090 | 1,254,796 | I |
| UBS AG 10% owner | 2008-06-11 | Sale · Warrants (Right to Buy) | −419 | $1.07 | $448 | 1,254,377 | I |
| UBS AG 10% owner | 2008-06-11 | Sale · Warrants (Right to Buy) | −481 | $1.07 | $515 | 1,253,896 | I |
| UBS AG 10% owner | 2008-06-11 | Sale · Warrants (Right to Buy) | −4,100 | $1.07 | $4,387 | 1,249,796 | I |
| UBS AG 10% owner | 2008-06-11 | Purchase · Warrants (Right to Buy) | +400 | 1,250,196 | I | ||
| UBS AG 10% owner | 2008-06-11 | Sale · Warrants (Right to Buy) | −400 | 1,249,796 | I | ||
| UBS AG 10% owner | 2008-06-12 | Purchase · Warrants (Right to Buy) | +73,322 | $1.15 | $84,320 | 1,323,118 | I |
| UBS AG 10% owner | 2008-06-12 | Purchase · Warrants (Right to Buy) | +3,055 | $1.18 | $3,605 | 1,326,173 | I |
| UBS AG 10% owner | 2008-06-12 | Purchase · Warrants (Right to Buy) | +5,145 | $1.18 | $6,071 | 1,331,318 | I |
| UBS AG 10% owner | 2008-06-12 | Purchase · Warrants (Right to Buy) | +2,700 | $1.13 | $3,051 | 1,334,118 | I |
| UBS AG 10% owner | 2008-06-12 | Purchase · Warrants (Right to Buy) | +9,000 | $1.14 | $10,260 | 1,343,018 | I |
| UBS AG 10% owner | 2008-06-12 | Sale · Warrants (Right to Buy) | −12,200 | $1.14 | $13,908 | 1,330,818 | I |
| UBS AG 10% owner | 2008-06-12 | Sale · Warrants (Right to Buy) | −5,000 | $1.20 | $6,000 | 1,325,818 | I |
| UBS AG 10% owner | 2008-06-12 | Sale · Warrants (Right to Buy) | −100 | $1.13 | $113 | 1,325,718 | I |
| UBS AG 10% owner | 2008-06-12 | Sale · Warrants (Right to Buy) | −6,400 | $1.19 | $7,616 | 1,319,318 | I |
| Open-market purchases · 16,469 sh · avg $4.93 · $76,275 | |||||||
| Open-market sales · 17,832 sh · avg $4.94 · $83,195 | |||||||
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