4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052486
10% owner sold 42,746 shares at an average $5.47 ($232,637)
- 10% owner bought 18,773 shares at an average $5.68 ($105,992)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-06-02 | Sale | −5,915 | $5.28 | $31,231 | 48,382 | I |
| UBS AG 10% owner | 2008-06-02 | Sale | −300 | $5.18 | $1,554 | 48,082 | I |
| UBS AG 10% owner | 2008-06-02 | Sale | −424 | $5.15 | $2,184 | 47,658 | I |
| UBS AG 10% owner | 2008-06-02 | Sale | −16,100 | $5.32 | $85,652 | 31,558 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase | +3,900 | $5.66 | $22,074 | 35,458 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase | +10,723 | $5.65 | $60,585 | 46,181 | I |
| UBS AG 10% owner | 2008-06-03 | Sale | −6,000 | $5.76 | $34,560 | 40,181 | I |
| UBS AG 10% owner | 2008-06-03 | Sale | −4,723 | $5.50 | $25,977 | 35,458 | I |
| UBS AG 10% owner | 2008-06-03 | Sale | −1,000 | $5.65 | $5,650 | 34,458 | I |
| UBS AG 10% owner | 2008-06-03 | Sale | −2,100 | $5.53 | $11,613 | 32,358 | I |
| UBS AG 10% owner | 2008-06-03 | Sale | −1,400 | $5.84 | $8,176 | 30,958 | I |
| UBS AG 10% owner | 2008-06-03 | Purchase | +100 | 31,058 | I | ||
| UBS AG 10% owner | 2008-06-03 | Sale | −100 | 30,958 | I | ||
| UBS AG 10% owner | 2008-06-03 | Sale | −100 | 30,858 | I | ||
| UBS AG 10% owner | 2008-06-04 | Purchase | +1,500 | $5.85 | $8,775 | 32,358 | I |
| UBS AG 10% owner | 2008-06-04 | Purchase | +850 | $5.82 | $4,947 | 33,208 | I |
| UBS AG 10% owner | 2008-06-04 | Purchase | +200 | $6.02 | $1,204 | 33,408 | I |
| UBS AG 10% owner | 2008-06-04 | Sale | −100 | $5.81 | $581 | 33,308 | I |
| UBS AG 10% owner | 2008-06-04 | Sale | −500 | $5.80 | $2,900 | 32,808 | I |
| UBS AG 10% owner | 2008-06-04 | Sale | −200 | $6.02 | $1,204 | 32,608 | I |
| UBS AG 10% owner | 2008-06-04 | Sale | −700 | $5.88 | $4,116 | 31,908 | I |
| UBS AG 10% owner | 2008-06-04 | Sale | −250 | $5.81 | $1,453 | 31,658 | I |
| UBS AG 10% owner | 2008-06-06 | Purchase | +400 | $5.67 | $2,268 | 32,058 | I |
| UBS AG 10% owner | 2008-06-06 | Purchase | +200 | $5.77 | $1,154 | 32,258 | I |
| UBS AG 10% owner | 2008-06-06 | Purchase | +400 | $5.65 | $2,260 | 32,658 | I |
| UBS AG 10% owner | 2008-06-06 | Purchase | +500 | $5.45 | $2,725 | 33,158 | I |
| UBS AG 10% owner | 2008-06-06 | Sale | −1,300 | $5.57 | $7,241 | 31,858 | I |
| UBS AG 10% owner | 2008-06-06 | Sale | −500 | $5.45 | $2,725 | 31,358 | I |
| UBS AG 10% owner | 2008-06-06 | Sale | −1,026 | $5.63 | $5,776 | 30,332 | I |
| UBS AG 10% owner | 2008-06-06 | Sale | −8 | $5.64 | $45 | 30,324 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-05-20 | Purchase · Warrants (Right to Buy) | +2,940 | $0.73 | $2,146 | 1,103,523 | I |
| UBS AG 10% owner | 2008-05-20 | Sale · Warrants (Right to Buy) | −100 | $0.78 | $78 | 1,103,423 | I |
| UBS AG 10% owner | 2008-05-20 | Sale · Warrants (Right to Buy) | −2,940 | $0.73 | $2,146 | 1,100,483 | I |
| UBS AG 10% owner | 2008-05-21 | Purchase · Warrants (Right to Buy) | +10,000 | $0.79 | $7,900 | 1,110,483 | I |
| UBS AG 10% owner | 2008-05-21 | Purchase · Warrants (Right to Buy) | +1,000 | $0.80 | $800 | 1,111,483 | I |
| UBS AG 10% owner | 2008-05-21 | Purchase · Warrants (Right to Buy) | +1,760 | $0.70 | $1,232 | 1,113,243 | I |
| UBS AG 10% owner | 2008-05-21 | Sale · Warrants (Right to Buy) | −300 | $0.70 | $210 | 1,112,943 | I |
| UBS AG 10% owner | 2008-05-21 | Sale · Warrants (Right to Buy) | −1,460 | $0.70 | $1,022 | 1,111,483 | I |
| UBS AG 10% owner | 2008-05-21 | Sale · Warrants (Right to Buy) | −1,100 | $0.76 | $836 | 1,110,383 | I |
| UBS AG 10% owner | 2008-05-21 | Sale · Warrants (Right to Buy) | −1,500 | $0.80 | $1,200 | 1,108,883 | I |
| UBS AG 10% owner | 2008-05-21 | Sale · Warrants (Right to Buy) | −6,000 | $0.80 | $4,800 | 1,102,883 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase · Warrants (Right to Buy) | +100,000 | $0.85 | $85,000 | 1,202,883 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase · Warrants (Right to Buy) | +2,000 | $0.96 | $1,920 | 1,204,883 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase · Warrants (Right to Buy) | +19,086 | $0.94 | $17,941 | 1,223,969 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase · Warrants (Right to Buy) | +66,355 | $1.00 | $66,355 | 1,290,324 | I |
| UBS AG 10% owner | 2008-05-22 | Purchase · Warrants (Right to Buy) | +24,800 | $0.99 | $24,552 | 1,315,124 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −386 | $0.91 | $351 | 1,314,738 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −1,100 | $0.99 | $1,089 | 1,313,638 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −2,600 | $1.00 | $2,600 | 1,311,038 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −17,800 | $0.99 | $17,622 | 1,293,238 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −1,325 | $0.95 | $1,259 | 1,291,913 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −20,000 | $0.99 | $19,800 | 1,271,913 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −7,130 | $0.97 | $6,916 | 1,264,783 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −2,100 | $0.91 | $1,911 | 1,262,683 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −5,000 | $0.92 | $4,600 | 1,257,683 | I |
| UBS AG 10% owner | 2008-05-22 | Sale · Warrants (Right to Buy) | −56,200 | $1.00 | $56,200 | 1,201,483 | I |
| UBS AG 10% owner | 2008-05-23 | Purchase · Warrants (Right to Buy) | +6,600 | $0.96 | $6,336 | 1,208,083 | I |
| UBS AG 10% owner | 2008-05-23 | Sale · Warrants (Right to Buy) | −200 | $0.98 | $196 | 1,207,883 | I |
| UBS AG 10% owner | 2008-05-23 | Sale · Warrants (Right to Buy) | −1,600 | $1.01 | $1,616 | 1,206,283 | I |
| UBS AG 10% owner | 2008-05-23 | Sale · Warrants (Right to Buy) | −6,400 | $0.96 | $6,144 | 1,199,883 | I |
| Open-market purchases · 18,773 sh · avg $5.68 · $105,992 | |||||||
| Open-market sales · 42,746 sh · avg $5.47 · $232,637 | |||||||
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