4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052477
10% owner sold 24,699 shares at an average $4.69 ($115,797)
- 10% owner bought 23,699 shares at an average $4.68 ($110,899)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-05-01 | Sale | −2,000 | $4.86 | $9,720 | 31,665 | I |
| UBS AG 10% owner | 2008-05-02 | Purchase | +4,190 | $4.81 | $20,154 | 35,855 | I |
| UBS AG 10% owner | 2008-05-02 | Sale | −490 | $4.84 | $2,372 | 35,365 | I |
| UBS AG 10% owner | 2008-05-02 | Sale | −200 | $4.86 | $972 | 35,165 | I |
| UBS AG 10% owner | 2008-05-02 | Sale | −200 | $4.85 | $970 | 34,965 | I |
| UBS AG 10% owner | 2008-05-02 | Sale | −3,300 | $4.80 | $15,840 | 31,665 | I |
| UBS AG 10% owner | 2008-05-05 | Purchase | +200 | $4.72 | $944 | 31,865 | I |
| UBS AG 10% owner | 2008-05-05 | Sale | −200 | $4.72 | $944 | 31,665 | I |
| UBS AG 10% owner | 2008-05-07 | Purchase | +5,292 | $4.71 | $24,925 | 36,957 | I |
| UBS AG 10% owner | 2008-05-07 | Sale | −5,292 | $4.71 | $24,925 | 31,665 | I |
| UBS AG 10% owner | 2008-05-08 | Purchase | +1,000 | $4.63 | $4,630 | 32,665 | I |
| UBS AG 10% owner | 2008-05-08 | Purchase | +300 | $4.62 | $1,386 | 32,965 | I |
| UBS AG 10% owner | 2008-05-08 | Sale | −300 | $4.62 | $1,386 | 32,665 | I |
| UBS AG 10% owner | 2008-05-08 | Sale | −1,000 | $4.63 | $4,630 | 31,665 | I |
| UBS AG 10% owner | 2008-05-09 | Purchase | +5,900 | $4.61 | $27,199 | 37,565 | I |
| UBS AG 10% owner | 2008-05-09 | Sale | −5,900 | $4.61 | $27,199 | 31,665 | I |
| UBS AG 10% owner | 2008-05-12 | Purchase | +150 | $4.61 | $692 | 31,815 | I |
| UBS AG 10% owner | 2008-05-12 | Purchase | +1,415 | $4.55 | $6,438 | 33,230 | I |
| UBS AG 10% owner | 2008-05-12 | Sale | −1,415 | $4.55 | $6,438 | 31,815 | I |
| UBS AG 10% owner | 2008-05-12 | Sale | −150 | $4.61 | $692 | 31,665 | I |
| UBS AG 10% owner | 2008-05-13 | Purchase | +900 | $4.70 | $4,230 | 32,565 | I |
| UBS AG 10% owner | 2008-05-13 | Purchase | +602 | $4.57 | $2,751 | 33,167 | I |
| UBS AG 10% owner | 2008-05-13 | Purchase | +250 | $4.66 | $1,165 | 33,417 | I |
| UBS AG 10% owner | 2008-05-13 | Sale | −200 | $4.69 | $938 | 33,217 | I |
| UBS AG 10% owner | 2008-05-13 | Sale | −250 | $4.66 | $1,165 | 32,967 | I |
| UBS AG 10% owner | 2008-05-13 | Sale | −1,502 | $4.65 | $6,984 | 31,465 | I |
| UBS AG 10% owner | 2008-05-15 | Purchase | +2,000 | $4.60 | $9,200 | 33,465 | I |
| UBS AG 10% owner | 2008-05-15 | Sale | −300 | $4.74 | $1,422 | 33,165 | I |
| UBS AG 10% owner | 2008-05-15 | Sale | −2,000 | $4.60 | $9,200 | 31,165 | I |
| UBS AG 10% owner | 2008-05-16 | Purchase | +1,500 | $4.79 | $7,185 | 32,665 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-04-21 | Purchase · Warrants (Right to Buy) | +2,195 | $0.77 | $1,690 | 1,028,402 | I |
| UBS AG 10% owner | 2008-04-21 | Purchase · Warrants (Right to Buy) | +3,000 | $0.78 | $2,340 | 1,031,402 | I |
| UBS AG 10% owner | 2008-04-21 | Sale · Warrants (Right to Buy) | −15,000 | $0.78 | $11,700 | 1,016,402 | I |
| UBS AG 10% owner | 2008-04-21 | Sale · Warrants (Right to Buy) | −3,000 | $0.78 | $2,340 | 1,013,402 | I |
| UBS AG 10% owner | 2008-04-21 | Sale · Warrants (Right to Buy) | −3,295 | $0.78 | $2,570 | 1,010,107 | I |
| UBS AG 10% owner | 2008-04-21 | Sale · Warrants (Right to Buy) | −8,900 | $0.80 | $7,120 | 1,001,207 | I |
| UBS AG 10% owner | 2008-04-22 | Purchase · Warrants (Right to Buy) | +80,500 | $0.84 | $67,620 | 1,081,707 | I |
| UBS AG 10% owner | 2008-04-22 | Purchase · Warrants (Right to Buy) | +5,000 | $0.83 | $4,150 | 1,086,707 | I |
| UBS AG 10% owner | 2008-04-22 | Purchase · Warrants (Right to Buy) | +14,400 | $0.84 | $12,096 | 1,101,107 | I |
| UBS AG 10% owner | 2008-04-22 | Purchase · Warrants (Right to Buy) | +19,000 | $0.84 | $15,960 | 1,120,107 | I |
| UBS AG 10% owner | 2008-04-22 | Purchase · Warrants (Right to Buy) | +4,725 | $0.82 | $3,875 | 1,124,832 | I |
| UBS AG 10% owner | 2008-04-22 | Sale · Warrants (Right to Buy) | −155 | $0.81 | $126 | 1,124,677 | I |
| UBS AG 10% owner | 2008-04-22 | Sale · Warrants (Right to Buy) | −14,400 | $0.84 | $12,096 | 1,110,277 | I |
| UBS AG 10% owner | 2008-04-22 | Sale · Warrants (Right to Buy) | −1,770 | $0.83 | $1,469 | 1,108,507 | I |
| UBS AG 10% owner | 2008-04-22 | Sale · Warrants (Right to Buy) | −10,600 | $0.84 | $8,904 | 1,097,907 | I |
| UBS AG 10% owner | 2008-04-22 | Sale · Warrants (Right to Buy) | −18,600 | $0.84 | $15,624 | 1,079,307 | I |
| UBS AG 10% owner | 2008-04-22 | Purchase · Warrants (Right to Buy) | +6,000 | 1,085,307 | I | ||
| UBS AG 10% owner | 2008-04-22 | Sale · Warrants (Right to Buy) | −6,000 | 1,079,307 | I | ||
| UBS AG 10% owner | 2008-04-23 | Purchase · Warrants (Right to Buy) | +14,500 | $0.89 | $12,905 | 1,093,807 | I |
| UBS AG 10% owner | 2008-04-23 | Purchase · Warrants (Right to Buy) | +9,500 | $0.87 | $8,265 | 1,103,307 | I |
| UBS AG 10% owner | 2008-04-23 | Purchase · Warrants (Right to Buy) | +10,000 | $0.89 | $8,900 | 1,113,307 | I |
| UBS AG 10% owner | 2008-04-23 | Purchase · Warrants (Right to Buy) | +2,900 | $0.87 | $2,523 | 1,116,207 | I |
| UBS AG 10% owner | 2008-04-23 | Purchase · Warrants (Right to Buy) | +17,500 | $0.87 | $15,225 | 1,133,707 | I |
| UBS AG 10% owner | 2008-04-23 | Sale · Warrants (Right to Buy) | −27,000 | $0.87 | $23,490 | 1,106,707 | I |
| UBS AG 10% owner | 2008-04-23 | Sale · Warrants (Right to Buy) | −10,000 | $0.89 | $8,900 | 1,096,707 | I |
| UBS AG 10% owner | 2008-04-24 | Purchase · Warrants (Right to Buy) | +7,100 | $0.90 | $6,390 | 1,103,807 | I |
| UBS AG 10% owner | 2008-04-24 | Purchase · Warrants (Right to Buy) | +3,000 | $0.86 | $2,580 | 1,106,907 | I |
| UBS AG 10% owner | 2008-04-24 | Purchase · Warrants (Right to Buy) | +2,100 | $0.86 | $1,806 | 1,108,907 | I |
| UBS AG 10% owner | 2008-04-24 | Sale · Warrants (Right to Buy) | −1,300 | $0.87 | $1,131 | 1,107,607 | I |
| UBS AG 10% owner | 2008-04-24 | Sale · Warrants (Right to Buy) | −800 | $0.85 | $680 | 1,106,807 | I |
| Open-market purchases · 23,699 sh · avg $4.68 · $110,899 | |||||||
| Open-market sales · 24,699 sh · avg $4.69 · $115,797 | |||||||
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