4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052473
10% owner bought 29,608 shares at an average $4.82 ($128,252)
- 10% owner sold 28,108 shares at an average $4.81 ($120,826)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-04-09 | Sale | −1,000 | $4.81 | $4,810 | 31,165 | I |
| UBS AG 10% owner | 2008-04-09 | Sale | −100 | $4.86 | $486 | 31,065 | I |
| UBS AG 10% owner | 2008-04-09 | Sale | −2,800 | $4.70 | $13,160 | 28,265 | I |
| UBS AG 10% owner | 2008-04-10 | Purchase | +300 | $4.79 | $1,437 | 28,565 | I |
| UBS AG 10% owner | 2008-04-10 | Sale | −300 | $4.79 | $1,437 | 28,265 | I |
| UBS AG 10% owner | 2008-04-14 | Purchase | +4,300 | $4.81 | $20,683 | 32,565 | I |
| UBS AG 10% owner | 2008-04-14 | Sale | −1,300 | $4.82 | $6,266 | 31,265 | I |
| UBS AG 10% owner | 2008-04-14 | Sale | −3,000 | $4.80 | $14,400 | 28,265 | I |
| UBS AG 10% owner | 2008-04-15 | Purchase | +1,000 | $4.75 | $4,750 | 29,265 | I |
| UBS AG 10% owner | 2008-04-15 | Sale | −1,000 | $4.75 | $4,750 | 28,265 | I |
| UBS AG 10% owner | 2008-04-16 | Purchase | +200 | $4.86 | $972 | 28,465 | I |
| UBS AG 10% owner | 2008-04-16 | Sale | −200 | $4.85 | $970 | 28,265 | I |
| UBS AG 10% owner | 2008-04-22 | Purchase | +3,000 | $4.90 | $14,700 | 31,265 | I |
| UBS AG 10% owner | 2008-04-22 | Sale | −3,000 | $4.90 | $14,700 | 28,265 | I |
| UBS AG 10% owner | 2008-04-22 | Purchase | +3,000 | 31,265 | I | ||
| UBS AG 10% owner | 2008-04-22 | Sale | −3,000 | 28,265 | I | ||
| UBS AG 10% owner | 2008-04-23 | Purchase | +300 | $4.85 | $1,455 | 28,565 | I |
| UBS AG 10% owner | 2008-04-23 | Sale | −300 | $4.85 | $1,455 | 28,265 | I |
| UBS AG 10% owner | 2008-04-24 | Purchase | +300 | $4.77 | $1,431 | 28,565 | I |
| UBS AG 10% owner | 2008-04-24 | Purchase | +500 | $4.80 | $2,400 | 29,065 | I |
| UBS AG 10% owner | 2008-04-24 | Purchase | +3,000 | $4.82 | $14,460 | 32,065 | I |
| UBS AG 10% owner | 2008-04-24 | Sale | −3,500 | $4.82 | $16,870 | 28,565 | I |
| UBS AG 10% owner | 2008-04-25 | Purchase | +4,700 | $4.75 | $22,325 | 33,265 | I |
| UBS AG 10% owner | 2008-04-25 | Sale | −300 | $4.76 | $1,428 | 32,965 | I |
| UBS AG 10% owner | 2008-04-25 | Sale | −1,300 | $4.75 | $6,175 | 31,665 | I |
| UBS AG 10% owner | 2008-04-28 | Purchase | +6,008 | $4.83 | $29,019 | 37,673 | I |
| UBS AG 10% owner | 2008-04-28 | Sale | −6,008 | $4.83 | $29,019 | 31,665 | I |
| UBS AG 10% owner | 2008-04-30 | Purchase | +1,000 | $4.90 | $4,900 | 32,665 | I |
| UBS AG 10% owner | 2008-04-30 | Sale | −1,000 | $4.90 | $4,900 | 31,665 | I |
| UBS AG 10% owner | 2008-05-01 | Purchase | +2,000 | $4.86 | $9,720 | 33,665 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-04-10 | Sale · Warrants (Right to Buy) | −20,300 | $0.71 | $14,413 | 1,027,540 | I |
| UBS AG 10% owner | 2008-04-10 | Sale · Warrants (Right to Buy) | −5,700 | $0.71 | $4,047 | 1,021,840 | I |
| UBS AG 10% owner | 2008-04-10 | Sale · Warrants (Right to Buy) | −29,000 | $0.73 | $21,170 | 992,840 | I |
| UBS AG 10% owner | 2008-04-11 | Purchase · Warrants (Right to Buy) | +4,490 | $0.77 | $3,457 | 997,330 | I |
| UBS AG 10% owner | 2008-04-11 | Purchase · Warrants (Right to Buy) | +1,010 | $0.77 | $778 | 998,340 | I |
| UBS AG 10% owner | 2008-04-11 | Purchase · Warrants (Right to Buy) | +5,000 | $0.77 | $3,850 | 1,003,340 | I |
| UBS AG 10% owner | 2008-04-11 | Sale · Warrants (Right to Buy) | −5,000 | $0.77 | $3,850 | 998,340 | I |
| UBS AG 10% owner | 2008-04-11 | Sale · Warrants (Right to Buy) | −5,500 | $0.77 | $4,235 | 992,840 | I |
| UBS AG 10% owner | 2008-04-14 | Purchase · Warrants (Right to Buy) | +7,700 | $0.86 | $6,622 | 1,000,540 | I |
| UBS AG 10% owner | 2008-04-14 | Purchase · Warrants (Right to Buy) | +9,100 | $0.85 | $7,735 | 1,009,640 | I |
| UBS AG 10% owner | 2008-04-14 | Sale · Warrants (Right to Buy) | −1,600 | $0.78 | $1,248 | 1,008,040 | I |
| UBS AG 10% owner | 2008-04-14 | Sale · Warrants (Right to Buy) | −7,500 | $0.87 | $6,525 | 1,000,540 | I |
| UBS AG 10% owner | 2008-04-14 | Sale · Warrants (Right to Buy) | −4,700 | $0.88 | $4,136 | 995,840 | I |
| UBS AG 10% owner | 2008-04-15 | Purchase · Warrants (Right to Buy) | +12,100 | $0.75 | $9,075 | 1,007,940 | I |
| UBS AG 10% owner | 2008-04-15 | Sale · Warrants (Right to Buy) | −366 | $0.75 | $275 | 1,007,574 | I |
| UBS AG 10% owner | 2008-04-15 | Sale · Warrants (Right to Buy) | −4,600 | $0.75 | $3,450 | 1,002,974 | I |
| UBS AG 10% owner | 2008-04-16 | Purchase · Warrants (Right to Buy) | +10,000 | $0.71 | $7,100 | 1,012,974 | I |
| UBS AG 10% owner | 2008-04-16 | Sale · Warrants (Right to Buy) | −10,000 | $0.71 | $7,100 | 1,002,974 | I |
| UBS AG 10% owner | 2008-04-17 | Purchase · Warrants (Right to Buy) | +3,600 | $0.74 | $2,664 | 1,006,574 | I |
| UBS AG 10% owner | 2008-04-17 | Purchase · Warrants (Right to Buy) | +11,820 | $0.77 | $9,101 | 1,018,394 | I |
| UBS AG 10% owner | 2008-04-17 | Sale · Warrants (Right to Buy) | −2,604 | $0.74 | $1,927 | 1,015,790 | I |
| UBS AG 10% owner | 2008-04-17 | Sale · Warrants (Right to Buy) | −1,820 | $0.75 | $1,365 | 1,013,970 | I |
| UBS AG 10% owner | 2008-04-17 | Sale · Warrants (Right to Buy) | −10,700 | $0.77 | $8,239 | 1,003,270 | I |
| UBS AG 10% owner | 2008-04-18 | Purchase · Warrants (Right to Buy) | +36,800 | $0.77 | $28,336 | 1,040,070 | I |
| UBS AG 10% owner | 2008-04-18 | Purchase · Warrants (Right to Buy) | +3,000 | $0.79 | $2,370 | 1,043,070 | I |
| UBS AG 10% owner | 2008-04-18 | Sale · Warrants (Right to Buy) | −1,563 | $0.80 | $1,250 | 1,041,507 | I |
| UBS AG 10% owner | 2008-04-18 | Sale · Warrants (Right to Buy) | −3,000 | $0.79 | $2,370 | 1,038,507 | I |
| UBS AG 10% owner | 2008-04-18 | Sale · Warrants (Right to Buy) | −2,400 | $0.77 | $1,848 | 1,036,107 | I |
| UBS AG 10% owner | 2008-04-18 | Sale · Warrants (Right to Buy) | −19,900 | $0.76 | $15,124 | 1,016,207 | I |
| UBS AG 10% owner | 2008-04-21 | Purchase · Warrants (Right to Buy) | +10,000 | $0.80 | $8,000 | 1,026,207 | I |
| Open-market purchases · 29,608 sh · avg $4.82 · $128,252 | |||||||
| Open-market sales · 28,108 sh · avg $4.81 · $120,826 | |||||||
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