4
Changes in Ownership
UBS AG Filed Acc 0001209191-08-052472
10% owner bought 14,465 shares at an average $4.38 ($63,310)
- 10% owner sold 10,206 shares at an average $4.26 ($43,523)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| UBS AG 10% owner | 2008-03-20 | Purchase | +800 | $4.05 | $3,240 | 28,706 | I |
| UBS AG 10% owner | 2008-03-20 | Purchase | +2,000 | $4.05 | $8,100 | 30,706 | I |
| UBS AG 10% owner | 2008-03-20 | Sale | −400 | $4.05 | $1,620 | 30,306 | I |
| UBS AG 10% owner | 2008-03-20 | Sale | −400 | $4.19 | $1,676 | 29,906 | I |
| UBS AG 10% owner | 2008-03-20 | Sale | −1,600 | $4.04 | $6,464 | 28,306 | I |
| UBS AG 10% owner | 2008-03-24 | Purchase | +200 | $4.50 | $900 | 28,506 | I |
| UBS AG 10% owner | 2008-03-24 | Sale | −200 | $4.50 | $900 | 28,306 | I |
| UBS AG 10% owner | 2008-03-25 | Purchase | +159 | $4.18 | $665 | 28,465 | I |
| UBS AG 10% owner | 2008-03-25 | Purchase | +1,000 | $4.25 | $4,250 | 29,465 | I |
| UBS AG 10% owner | 2008-03-25 | Sale | −1,000 | $4.25 | $4,250 | 28,465 | I |
| UBS AG 10% owner | 2008-03-26 | Purchase | +31 | $4.48 | $139 | 28,496 | I |
| UBS AG 10% owner | 2008-03-26 | Sale | −31 | $4.48 | $139 | 28,465 | I |
| UBS AG 10% owner | 2008-03-27 | Purchase | +3,500 | $4.25 | $14,875 | 31,965 | I |
| UBS AG 10% owner | 2008-03-27 | Sale | −3,500 | $4.25 | $14,875 | 28,465 | I |
| UBS AG 10% owner | 2008-03-31 | Sale | −100 | $4.32 | $432 | 28,365 | I |
| UBS AG 10% owner | 2008-04-01 | Purchase | +500 | $4.24 | $2,120 | 28,865 | I |
| UBS AG 10% owner | 2008-04-01 | Sale | −500 | $4.24 | $2,120 | 28,365 | I |
| UBS AG 10% owner | 2008-04-02 | Purchase | +200 | $4.35 | $870 | 28,565 | I |
| UBS AG 10% owner | 2008-04-02 | Sale | −200 | $4.35 | $870 | 28,365 | I |
| UBS AG 10% owner | 2008-04-03 | Purchase | +438 | $4.45 | $1,949 | 28,803 | I |
| UBS AG 10% owner | 2008-04-03 | Purchase | +562 | $4.44 | $2,495 | 29,365 | I |
| UBS AG 10% owner | 2008-04-03 | Sale | −1,000 | $4.44 | $4,440 | 28,365 | I |
| UBS AG 10% owner | 2008-04-04 | Purchase | +800 | $4.50 | $3,600 | 29,165 | I |
| UBS AG 10% owner | 2008-04-04 | Sale | −800 | $4.50 | $3,600 | 28,365 | I |
| UBS AG 10% owner | 2008-04-07 | Purchase | +450 | $4.50 | $2,025 | 28,815 | I |
| UBS AG 10% owner | 2008-04-07 | Purchase | +25 | $4.50 | $113 | 28,840 | I |
| UBS AG 10% owner | 2008-04-07 | Sale | −25 | $4.50 | $113 | 28,815 | I |
| UBS AG 10% owner | 2008-04-07 | Sale | −450 | $4.50 | $2,025 | 28,365 | I |
| UBS AG 10% owner | 2008-04-09 | Purchase | +2,800 | $4.70 | $13,160 | 31,165 | I |
| UBS AG 10% owner | 2008-04-09 | Purchase | +1,000 | $4.81 | $4,810 | 32,165 | I |
| Derivatives | |||||||
| UBS AG 10% owner | 2008-03-20 | Sale · Warrants (Right to Buy) | −360 | $0.60 | $216 | 1,016,285 | I |
| UBS AG 10% owner | 2008-03-20 | Sale · Warrants (Right to Buy) | −3,000 | $0.61 | $1,830 | 1,013,285 | I |
| UBS AG 10% owner | 2008-03-20 | Sale · Warrants (Right to Buy) | −8,200 | $0.60 | $4,920 | 1,005,085 | I |
| UBS AG 10% owner | 2008-03-20 | Sale · Warrants (Right to Buy) | −1,800 | $0.61 | $1,098 | 1,003,285 | I |
| UBS AG 10% owner | 2008-03-24 | Sale · Warrants (Right to Buy) | −14,145 | $0.60 | $8,487 | 989,140 | I |
| UBS AG 10% owner | 2008-03-24 | Sale · Warrants (Right to Buy) | −8,900 | $0.61 | $5,429 | 980,240 | I |
| UBS AG 10% owner | 2008-03-24 | Sale · Warrants (Right to Buy) | −32,100 | $0.60 | $19,260 | 948,140 | I |
| UBS AG 10% owner | 2008-03-25 | Purchase · Warrants (Right to Buy) | +500 | $0.59 | $295 | 948,640 | I |
| UBS AG 10% owner | 2008-03-25 | Sale · Warrants (Right to Buy) | −500 | $0.59 | $295 | 948,140 | I |
| UBS AG 10% owner | 2008-03-25 | Sale · Warrants (Right to Buy) | −3,500 | $0.55 | $1,925 | 944,640 | I |
| UBS AG 10% owner | 2008-03-25 | Sale · Warrants (Right to Buy) | −10,500 | $0.57 | $5,985 | 934,140 | I |
| UBS AG 10% owner | 2008-03-25 | Sale · Warrants (Right to Buy) | −125,100 | $0.56 | $70,056 | 809,040 | I |
| UBS AG 10% owner | 2008-03-25 | Sale · Warrants (Right to Buy) | −10,000 | $0.55 | $5,500 | 799,040 | I |
| UBS AG 10% owner | 2008-03-26 | Purchase · Warrants (Right to Buy) | +166,700 | $0.62 | $103,354 | 965,740 | I |
| UBS AG 10% owner | 2008-03-26 | Purchase · Warrants (Right to Buy) | +5,000 | $0.62 | $3,100 | 970,740 | I |
| UBS AG 10% owner | 2008-03-26 | Sale · Warrants (Right to Buy) | −5,000 | $0.62 | $3,100 | 965,740 | I |
| UBS AG 10% owner | 2008-03-28 | Purchase · Warrants (Right to Buy) | +25,825 | $0.64 | $16,528 | 991,565 | I |
| UBS AG 10% owner | 2008-03-28 | Sale · Warrants (Right to Buy) | −25,825 | $0.64 | $16,528 | 965,740 | I |
| UBS AG 10% owner | 2008-03-31 | Purchase · Warrants (Right to Buy) | +41,175 | $0.64 | $26,352 | 1,006,915 | I |
| UBS AG 10% owner | 2008-03-31 | Sale · Warrants (Right to Buy) | −41,175 | $0.64 | $26,352 | 965,740 | I |
| UBS AG 10% owner | 2008-04-02 | Purchase · Warrants (Right to Buy) | +940 | $0.63 | $592 | 966,680 | I |
| UBS AG 10% owner | 2008-04-02 | Sale · Warrants (Right to Buy) | −940 | $0.63 | $592 | 965,740 | I |
| UBS AG 10% owner | 2008-04-07 | Purchase · Warrants (Right to Buy) | +12,000 | $0.65 | $7,800 | 977,740 | I |
| UBS AG 10% owner | 2008-04-07 | Purchase · Warrants (Right to Buy) | −12,000 | $0.65 | $7,800 | 965,740 | I |
| UBS AG 10% owner | 2008-04-09 | Sale · Warrants (Right to Buy) | +6,500 | $0.67 | $4,355 | 972,240 | I |
| UBS AG 10% owner | 2008-04-09 | Purchase · Warrants (Right to Buy) | −6,500 | $0.67 | $4,355 | 965,740 | I |
| UBS AG 10% owner | 2008-04-10 | Purchase · Warrants (Right to Buy) | +32,800 | $0.72 | $23,616 | 998,540 | I |
| UBS AG 10% owner | 2008-04-10 | Purchase · Warrants (Right to Buy) | +20,000 | $0.75 | $15,000 | 1,018,540 | I |
| UBS AG 10% owner | 2008-04-10 | Purchase · Warrants (Right to Buy) | +9,000 | $0.70 | $6,300 | 1,027,540 | I |
| UBS AG 10% owner | 2008-04-10 | Purchase · Warrants (Right to Buy) | +20,300 | $0.71 | $14,413 | 1,047,840 | I |
| Open-market purchases · 14,465 sh · avg $4.38 · $63,310 | |||||||
| Open-market sales · 10,206 sh · avg $4.26 · $43,523 | |||||||
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