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CIK 0000813623

Total Return Securities Fund

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Ticker
SWZ
Exchange
NYSE
FY end
Dec 31
Incorporated
MD
Entity type
other
Phone
631-470-2704
Business address
ULTIMUS FUND SOLUTIONS, 225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH, 45246
Former names
SWISS HELVETIA FUND, INC., SWISS HELVETIA FUND INC
Open-market buys, last 90 days
$192,101
in 5 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$192,101. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Dakos Andrew +$116K President and CEO 1 filing
  2. SELL MORITZ A +$29K Director 2 filings
  3. GOLDSTEIN PHILLIP +$29K Secretary 1 filing
  4. Das Rajeev P +$18K Secretary 1 filing

Reading 81 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-28 GOLDSTEIN PHILLIP Director Purchase +4,899 $7.73 $38K
2020-02-27 HELLERMAN GERALD Director Purchase +1,000 $8.00 $8K 3,057
2020-02-27 GOLDSTEIN PHILLIP Director Purchase +5,000 $7.99 $40K
2020-02-25 GOLDSTEIN PHILLIP Director Purchase +5,000 $8.32 $42K 90,361
2020-02-25 GOLDSTEIN PHILLIP Director Purchase +5,000 $8.33 $42K 95,361
2020-02-25 GOLDSTEIN PHILLIP Director Purchase +4,987 $8.42 $42K 100,348
2020-02-24 GOLDSTEIN PHILLIP Director Purchase +5,013 $8.42 $42K 80,361
2020-02-24 GOLDSTEIN PHILLIP Director Purchase +5,000 $8.45 $42K 85,361
2020-01-06 GOLDSTEIN PHILLIP Director Purchase +1,086 $8.33 $9K 75,348
2019-12-19 GOLDSTEIN PHILLIP Director Purchase +2,611 $8.20 $21K 74,262
2019-12-18 GOLDSTEIN PHILLIP Director Purchase +614 $8.15 $5K 71,651
2019-12-17 GOLDSTEIN PHILLIP Director Purchase +40,000 $8.15 $326K 71,037
2019-12-02 GOLDSTEIN PHILLIP Director Purchase +10,000 $8.09 $81K 12,828
2019-12-02 GOLDSTEIN PHILLIP Director Purchase +10,000 $8.10 $81K 22,828
2019-12-02 GOLDSTEIN PHILLIP Director Purchase +8,209 $8.12 $67K 31,037
2019-11-29 GOLDSTEIN PHILLIP Director Purchase +1,791 $8.12 $15K 2,828
2019-10-08 HELLERMAN GERALD Director Purchase +1,000 $7.93 $8K 2,041
2019-08-05 SELL MORITZ A Director Purchase +1,875 $7.87 $15K 2,000
2019-08-02 HELLERMAN GERALD Director Purchase +1,000 $8.00 $8K 1,041
2019-08-02 HELLERMAN GERALD Director Purchase +1,000 $8.00 $8K 1,041

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