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4

Changes in Ownership

Total Return Securities Fund Filed Acc 0001398344-20-004444

Director bought 25,000 shares at an average $8.39 ($209,700)

From the SEC's structured data for this filing

Trades in this filing

Insider Date Transaction Shares Price Value Owned after D/I
GOLDSTEIN PHILLIP Director 2020-02-24 Purchase +5,013 $8.42 $42,209 80,361 D
GOLDSTEIN PHILLIP Director 2020-02-24 Purchase +5,000 $8.45 $42,250 85,361 D
GOLDSTEIN PHILLIP Director 2020-02-25 Purchase +5,000 $8.32 $41,600 90,361 D
GOLDSTEIN PHILLIP Director 2020-02-25 Purchase +5,000 $8.33 $41,650 95,361 D
GOLDSTEIN PHILLIP Director 2020-02-25 Purchase +4,987 $8.42 $41,991 100,348 D
Open-market purchases · 25,000 sh · avg $8.39 · $209,700
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