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4

Changes in Ownership

Total Return Securities Fund Filed Acc 0001398344-19-022778

Director bought 40,614 shares at $8.15 ($331,004)

From the SEC's structured data for this filing

Trades in this filing

Insider Date Transaction Shares Price Value Owned after D/I
GOLDSTEIN PHILLIP Director 2019-12-17 Purchase +40,000 $8.15 $326,000 71,037 D
GOLDSTEIN PHILLIP Director 2019-12-18 Purchase +614 $8.15 $5,004 71,651 D
Open-market purchases · 40,614 sh · avg $8.15 · $331,004
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