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4

Changes in Ownership

Total Return Securities Fund Filed Acc 0001398344-19-021941

Director bought 30,000 shares at an average $8.10 ($243,100)

From the SEC's structured data for this filing

Trades in this filing

Insider Date Transaction Shares Price Value Owned after D/I
GOLDSTEIN PHILLIP Director 2019-11-29 Purchase +1,791 $8.12 $14,543 2,828 D
GOLDSTEIN PHILLIP Director 2019-12-02 Purchase +10,000 $8.09 $80,900 12,828 D
GOLDSTEIN PHILLIP Director 2019-12-02 Purchase +10,000 $8.10 $81,000 22,828 D
GOLDSTEIN PHILLIP Director 2019-12-02 Purchase +8,209 $8.12 $66,657 31,037 D
Open-market purchases · 30,000 sh · avg $8.10 · $243,100
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