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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Shares withheld for taxes Managing Director gave up 3,162 shares (to pay taxes)
  2. 4 Open-market sale Managing Director sold 4,661 shares at $134.94 ($628,955)
  3. 4 Open-market sale Managing Director sold 513 shares at $134.94 ($69,224)
  4. 4 Open-market sale Managing Director sold 4,489 shares at $134.94 ($605,746)
  5. 4 Open-market sale Managing Director sold 13,414 shares at an average $133.44 ($1,789,972)
  6. 4 Shares withheld for taxes Managing Director gave up 134 shares (to pay taxes)
  7. 4 Open-market sale Chief Financial Officer sold 8,847 shares at $134.94 ($1,193,814)
  8. 4 Open-market sale President & CEO sold 25,294 shares at an average $136.11 ($3,442,719)
  9. 10-K Report Annual Report
  10. 4 Open-market buy EVP, CAO and Treasurer bought 1,909 shares at $131.00 ($250,079)
  11. 3 Insider Initial Statement of Ownership
  12. 4 Open-market sale Managing Director sold 4,000 shares at $128.16 ($512,640)
  13. 4 Open-market sale President & CEO sold 7,974 shares at $130.86 ($1,043,478)
  14. 8-K Event Executive or director change
  15. 8-K Event Executive or director change · Regulation FD disclosure
  16. 4 Open-market sale Managing Director sold 17,984 shares at an average $127.74 ($2,297,327)
  17. 5 Insider Annual Insider Trading Report
  18. SC 13G/A Stake Amended Statement of Ownership
  19. 4 Open-market sale Managing Director sold 1,473 shares at $124.89 ($183,963)
  20. SC 13G/A Stake Amended Statement of Ownership

Page 31 of 89 · 1,776 filings