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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 8-K Event Results of operations
  2. SC 13G Stake Amended Statement of Ownership
  3. 3 Insider Initial Statement of Ownership
  4. 4 Option exercise Managing Director acquired 860 shares (option exercise)
  5. DFAN14A Other Proxy Soliciting Materials
  6. 4 Grant or award Director acquired 17 shares (grant or award)
  7. 4 Grant or award Director acquired 56 shares (grant or award)
  8. 4 Grant or award Director acquired 29 shares (grant or award)
  9. 4 Grant or award Director acquired 7 shares (grant or award)
  10. 4 Grant or award Director acquired 41 shares (grant or award)
  11. 4 Grant or award Director acquired 14 shares (grant or award)
  12. 4 Grant or award Director acquired 10 shares (grant or award)
  13. 8-K Event Regulation FD disclosure · Other events
  14. 4 Open-market sale Managing Director sold 5,225 shares at $95.00 ($496,375)
  15. 4 Open-market sale Managing Director sold 6,300 shares at $91.22 ($574,686)
  16. 4 Open-market sale Managing Director sold 4,000 shares at $86.79 ($347,160)
  17. 4 Open-market sale Managing Director sold 3,984 shares at $86.00 ($342,624)
  18. 4 Open-market sale Chief Financial Officer sold 12,500 shares at an average $87.46 ($1,093,281)
  19. 4 Open-market sale President & CEO sold 12,892 shares at $85.00 ($1,095,820)
  20. 10-Q Report Quarterly Report

Page 32 of 89 · 1,776 filings