CIK 0001397911 · Large accelerated filer
LPL Financial Holdings Inc.
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- LPLA
- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 203717839
- Phone
- 800-877-7210
- Business address
- 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
- Former names
- LPL Investment Holdings Inc.
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $1,726,927
- in 3 filings, $110K under 10b5-1 plans
Net −$1,726,927. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-09-11 | Reeping Katharine Principal Accounting Officer | Sale | −439.95 | $347.88 | $153K | 1,773.96 |
| 2026-09-05 | Field Emily Group Managing Director | Shares withheld for taxes | −106 | $359.33 | $38K | 1,833 |
| 2026-08-28 | Thomas Corey E. Director | Grant or award | +4 | 14,912 | ||
| 2026-08-28 | SCHIFTER RICHARD P Director | Grant or award | +14 | 39,191.57 | ||
| 2026-08-28 | Putnam James S Director | Grant or award | +7 | 135,297.5 | ||
| 2026-08-28 | Mnookin Allison Director | Grant or award | +2 | 11,763 | ||
| 2026-08-28 | Glavin William Francis Jr Director | Grant or award | +10 | 24,074 | ||
| 2026-08-28 | EBERHART PAULETT Director | Grant or award | +4 | 17,764 | ||
| 2026-08-28 | BERNARD EDWARD C Director | Grant or award | +3 | 16,262 | ||
| 2026-08-27 | Jambusaria Aneri Group Managing Director | Sale 10b5-1 | −308 | $357.36 | $110K | 6,107 |
| 2026-08-20 | Gates Greg Group Managing Director | Option exercise | +7,189 | $77.53 | $557K | 27,721 |
| 2026-08-20 | Gates Greg Group Managing Director | Sale | −4,119 | $355.38 | $1.5M | 23,602 |
| 2026-08-20 | Gates Greg Group Managing Director | Option exercise · Option to purchase Common Stock | −7,189 | 0 | ||
| 2026-08-03 | Putnam James S Director | Gift | −2,000 | 135,290.5 | ||
| 2026-07-31 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −189 | $351.06 | $66K | 13,932 |
| 2026-07-31 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −463 | $352.77 | $163K | 13,469 |
| 2026-07-31 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −296 | $353.37 | $105K | 13,173 |
| 2026-07-31 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −51 | $354.52 | $18K | 13,122 |
| 2026-07-31 | Enyedi Matthew Group Managing Director | Sale 10b5-1 | −1 | $355.51 | $356 | 13,121 |
| 2026-06-17 | Jambusaria Aneri Group Managing Director | Sale 10b5-1 | −308 | $306.00 | $94K | 6,415 |
Page 1 of 62 · 1,239 trades