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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Grant or award Director acquired 8 shares (grant or award)
  2. 4 Grant or award Director acquired 6 shares (grant or award)
  3. 8-K Event Regulation FD disclosure
  4. DEFA14A Proxy Proxy Materials
  5. DEF 14A Proxy Proxy Statement
  6. 8-K Event Material agreement · New debt or obligation · Regulation FD disclosure
  7. 4 Open-market sale Managing Director sold 1,406 shares at $136.67 ($192,158)
  8. 8-K Event Regulation FD disclosure · Other events
  9. 4 Shares withheld for taxes Managing Director gave up 915 shares (to pay taxes)
  10. 4 Shares withheld for taxes Managing Director gave up 788 shares (to pay taxes)
  11. 4 Grant or award EVP, CAO and Treasurer acquired 2,027 shares (grant or award)
  12. 4 Shares withheld for taxes Managing Director gave up 2,316 shares (to pay taxes)
  13. 4 Open-market sale Managing Director sold 907 shares at $130.23 ($118,119)
  14. 4 Open-market sale Managing Director sold 943 shares at $130.23 ($122,807)
  15. 4 Shares withheld for taxes Managing Director gave up 591 shares (to pay taxes)
  16. 4 Open-market sale Managing Director sold 926 shares at $130.23 ($120,593)
  17. 4 Grant or award Managing Director acquired 28,175 shares (grant or award)
  18. 4 Open-market sale Managing Director sold 476 shares at $136.41 ($64,931)
  19. 4 Open-market sale Chief Financial Officer sold 1,512 shares at an average $131.31 ($198,533)
  20. 4 Open-market sale President & CEO sold 2,558 shares at $130.23 ($333,128)

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