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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Grant or award Director acquired 7 shares (grant or award)
  2. 4 Shares withheld for taxes Managing Director gave up 1,755 shares (to pay taxes)
  3. 4 Open-market sale Managing Director sold 17,010 shares at an average $166.97 ($2,840,238)
  4. 10-Q Report Quarterly Report
  5. 8-K Event Results of operations
  6. 4 Shares withheld for taxes Managing Director gave up 3,736 shares (to pay taxes)
  7. 4 Grant or award Director acquired 11 shares (grant or award)
  8. 4 Grant or award Director acquired 34 shares (grant or award)
  9. 4 Grant or award Director acquired 18 shares (grant or award)
  10. 4 Grant or award Director acquired 5 shares (grant or award)
  11. 4 Grant or award Director acquired 25 shares (grant or award)
  12. 4 Grant or award Director acquired 9 shares (grant or award)
  13. 4 Grant or award Director acquired 7 shares (grant or award)
  14. 4 Open-market sale Managing Director sold 1,784 shares at $148.78 ($265,424)
  15. 4 Gift President & CEO gave 23,000 shares (gift)
  16. 4 Open-market sale Managing Director sold 8,669 shares at $143.98 ($1,248,163)
  17. 4 Open-market sale Managing Director sold 18,185 shares at an average $144.12 ($2,620,874)
  18. 3 Insider Initial Statement of Ownership
  19. 10-Q Report Quarterly Report
  20. 8-K Event Executive or director change · Regulation FD disclosure

Page 27 of 89 · 1,776 filings