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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Open-market sale President & CEO sold 23,119 shares at an average $180.77 ($4,179,293)
  2. 8-K Event Bylaws or fiscal year change
  3. 10-K Report Annual Report
  4. 4 Open-market sale Managing Director sold 15,217 shares at an average $185.59 ($2,824,152)
  5. 4 Shares withheld for taxes President & CEO gave up 5,312 shares (to pay taxes)
  6. SC 13G/A Stake Amended Statement of Ownership
  7. SC 13G/A Stake Amended Statement of Ownership
  8. 4 Open-market sale Managing Director sold 80,368 shares at an average $181.18 ($14,561,178)
  9. 4 Open-market sale Chief Financial Officer sold 20,000 shares at an average $181.20 ($3,624,048)
  10. SC 13G/A Stake Amended Statement of Ownership
  11. 8-K Event Results of operations
  12. 4 Shares withheld for taxes Managing Director gave up 2,314 shares (to pay taxes)
  13. 4 Open-market sale Managing Director sold 22,271 shares at $166.10 ($3,699,213)
  14. 4 Grant or award Director acquired 11 shares (grant or award)
  15. 4 Grant or award Director acquired 31 shares (grant or award)
  16. 4 Grant or award Director acquired 16 shares (grant or award)
  17. 4 Grant or award Director acquired 5 shares (grant or award)
  18. 4 Grant or award Director acquired 24 shares (grant or award)
  19. 4 Open-market sale Managing Director sold 1,784 shares at an average $158.56 ($282,865)
  20. 4 Grant or award Director acquired 8 shares (grant or award)

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