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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. DEF 14A Proxy Proxy Statement
  2. 4 Grant or award Director acquired 8 shares (grant or award)
  3. 4 Grant or award Director acquired 25 shares (grant or award)
  4. 4 Grant or award Director acquired 14 shares (grant or award)
  5. 4 Grant or award Director acquired 4 shares (grant or award)
  6. 4 Grant or award Director acquired 18 shares (grant or award)
  7. 4 Grant or award Director acquired 7 shares (grant or award)
  8. 4 Grant or award Director acquired 5 shares (grant or award)
  9. 4 Open-market sale Managing Director sold 1,900 shares at $159.25 ($302,575)
  10. 4 Open-market buy Director bought 1,760 shares at an average $141.59 ($249,190)
  11. 4 Shares withheld for taxes Managing Director gave up 4,964 shares (to pay taxes)
  12. 4 Shares withheld for taxes Managing Director gave up 4,234 shares (to pay taxes)
  13. 4 Shares withheld for taxes EVP, CAO and Treasurer gave up 233 shares (to pay taxes)
  14. 4 Shares withheld for taxes Managing Director gave up 779 shares (to pay taxes)
  15. 4 Shares withheld for taxes Managing Director gave up 4,733 shares (to pay taxes)
  16. 4 Open-market sale Managing Director sold 4,506 shares at $177.77 ($801,032)
  17. 4 Shares withheld for taxes Managing Director gave up 729 shares (to pay taxes)
  18. 4 Open-market sale Managing Director sold 1,255 shares at an average $180.85 ($226,968)
  19. 4 Shares withheld for taxes Managing Director gave up 643 shares (to pay taxes)
  20. 4 Open-market sale Chief Financial Officer sold 5,780 shares at an average $180.76 ($1,044,820)

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