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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Grant or award Director acquired 6 shares (grant or award)
  2. 8-K Event Regulation FD disclosure
  3. 4 Shares withheld for taxes Managing Director gave up 695 shares (to pay taxes)
  4. 4 Open-market sale President & CEO sold 39,016 shares at an average $197.29 ($7,697,354)
  5. 4 Grant or award Director acquired 1,339 shares (grant or award)
  6. 4 Grant or award Director acquired 1,339 shares (grant or award)
  7. 4 Grant or award Director acquired 1,339 shares (grant or award)
  8. 4 Grant or award Director acquired 1,339 shares (grant or award)
  9. 4 Grant or award Director acquired 814 shares (grant or award)
  10. 4 Grant or award Director acquired 1,339 shares (grant or award)
  11. 4 Grant or award Director acquired 814 shares (grant or award)
  12. 4 Grant or award Director acquired 1,339 shares (grant or award)
  13. 4 Open-market sale Managing Director sold 15,724 shares at an average $172.23 ($2,708,220)
  14. 8-K Event Shareholder vote results · Other events
  15. 4 Option exercise Managing Director acquired 15,815 shares (option exercise)
  16. 4 Grant or award Managing Director acquired 12,108 shares (grant or award)
  17. 3 Insider Initial Statement of Ownership
  18. 10-Q Report Quarterly Report
  19. 8-K Event Results of operations
  20. DEFA14A Proxy Proxy Materials

Page 24 of 89 · 1,776 filings