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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Grant or award Director acquired 8 shares (grant or award)
  2. 4 Grant or award Director acquired 22 shares (grant or award)
  3. 4 Grant or award Director acquired 12 shares (grant or award)
  4. 4 Grant or award Director acquired 4 shares (grant or award)
  5. 4 Grant or award Director acquired 16 shares (grant or award)
  6. 4 Grant or award Director acquired 6 shares (grant or award)
  7. 4 Grant or award Director acquired 5 shares (grant or award)
  8. 4 Open-market sale Managing Director sold 12,883 shares at an average $227.57 ($2,931,755)
  9. 4 Open-market sale President & CEO sold 11,391 shares at an average $230.63 ($2,627,068)
  10. 4 Open-market sale President & CEO sold 13,609 shares at an average $226.78 ($3,086,282)
  11. 4 Open-market sale Managing Director sold 7,355 shares at $216.64 ($1,593,387)
  12. 10-Q Report Quarterly Report
  13. 4 Open-market sale President & CEO sold 39,015 shares at $210.33 ($8,206,025)
  14. 8-K Event Results of operations
  15. 4 Grant or award Director acquired 9 shares (grant or award)
  16. 4 Grant or award Director acquired 25 shares (grant or award)
  17. 4 Grant or award Director acquired 14 shares (grant or award)
  18. 4 Grant or award Director acquired 5 shares (grant or award)
  19. 4 Grant or award Director acquired 19 shares (grant or award)
  20. 4 Grant or award Director acquired 8 shares (grant or award)

Page 23 of 89 · 1,776 filings