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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Grant or award Director acquired 173 shares (grant or award)
  2. 8-K Event Results of operations
  3. 3 Insider Initial Statement of Ownership
  4. 8-K Event Executive or director change · Regulation FD disclosure
  5. SC 13G/A Stake Amended Statement of Ownership
  6. 4 Grant or award Director acquired 8 shares (grant or award)
  7. 4 Grant or award Director acquired 20 shares (grant or award)
  8. 4 Grant or award Director acquired 10 shares (grant or award)
  9. 4 Grant or award Director acquired 4 shares (grant or award)
  10. 4 Grant or award Director acquired 16 shares (grant or award)
  11. 4 Grant or award Director acquired 6 shares (grant or award)
  12. 4 Grant or award Director acquired 5 shares (grant or award)
  13. 4 Open-market buy EVP, CAO and Treasurer bought 920 shares at $219.15 ($201,618)
  14. 4 Open-market sale Managing Director sold 5,213 shares at $213.80 ($1,114,539)
  15. 4 Open-market buy Director bought 458 shares at $217.74 ($99,725)
  16. 4 Open-market sale Chief Financial Officer sold 20,000 shares at an average $257.09 ($5,141,815)
  17. 10-Q Report Quarterly Report
  18. 8-K Event Results of operations
  19. 4 Open-market sale President & CEO sold 20,000 shares at $240.27 ($4,805,400)
  20. 4 Shares withheld for taxes Managing Director gave up 3,737 shares (to pay taxes)

Page 22 of 89 · 1,776 filings