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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Shares withheld for taxes Principal Accounting Officer gave up 355 shares (to pay taxes)
  2. 4 Grant or award Managing Director acquired 1,476 shares (grant or award)
  3. 4 Shares withheld for taxes Managing Director gave up 6,323 shares (to pay taxes)
  4. 4 Open-market sale Managing Director sold 4,809 shares at an average $246.18 ($1,183,882)
  5. 4 Open-market sale Managing Director sold 4,439 shares at $248.13 ($1,101,449)
  6. 4 Shares withheld for taxes Managing Director gave up 276 shares (to pay taxes)
  7. 4 Shares withheld for taxes Managing Director gave up 2,540 shares (to pay taxes)
  8. 4 Shares withheld for taxes Managing Director gave up 3,477 shares (to pay taxes)
  9. 4 Open-market sale Chief Financial Officer sold 7,111 shares at an average $246.17 ($1,750,480)
  10. 4 Open-market sale President & CEO sold 38,444 shares at an average $246.20 ($9,464,734)
  11. 10-K Report Annual Report
  12. 4 Open-market sale Managing Director sold 17,773 shares at an average $248.98 ($4,425,145)
  13. 5 Insider Annual Insider Trading Report
  14. 3 Insider Initial Statement of Ownership
  15. 8-K Event Executive or director change · Regulation FD disclosure
  16. 4 Open-market sale Managing Director sold 20,519 shares at an average $241.84 ($4,962,330)
  17. SC 13G/A Stake Amended Statement of Ownership
  18. SC 13G/A Stake Amended Statement of Ownership
  19. 4 Open-market sale Chief Financial Officer sold 20,810 shares at an average $239.30 ($4,979,733)
  20. SC 13G Stake Amended Statement of Ownership

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