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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Grant or award Director acquired 784 shares (grant or award)
  2. 8-K Event Executive or director change · Shareholder vote results
  3. 4 Shares withheld for taxes Managing Director gave up 1,847 shares (to pay taxes)
  4. 4 Open-market buy Director bought 557 shares at $180.23 ($100,388)
  5. 10-Q Report Quarterly Report
  6. 8-K Event Results of operations
  7. 4 Gift Director gave 2,870 shares (gift)
  8. SC 13G/A Stake Amended Statement of Ownership
  9. ARS Other Annual Report to Security Holders
  10. DEFA14A Proxy Proxy Materials
  11. DEF 14A Proxy Proxy Statement
  12. 4 Grant or award Director acquired 12 shares (grant or award)
  13. 4 Grant or award Director acquired 31 shares (grant or award)
  14. 4 Grant or award Director acquired 17 shares (grant or award)
  15. 4 Grant or award Director acquired 6 shares (grant or award)
  16. 4 Grant or award Director acquired 24 shares (grant or award)
  17. 4 Grant or award Director acquired 9 shares (grant or award)
  18. 4 Grant or award Director acquired 8 shares (grant or award)
  19. 4 Other disposition Director disposed of 11,588 shares (other)
  20. 4 Shares withheld for taxes Managing Director gave up 7,379 shares (to pay taxes)

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