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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 8-K Event Results of operations
  2. 4 Open-market sale Managing Director sold 7,712 shares at $130.00 ($1,002,560)
  3. 4 Option exercise Managing Director acquired 6,198 shares (option exercise)
  4. 4 Open-market sale Managing Director sold 12,521 shares at $139.10 ($1,741,671)
  5. 4 Open-market sale Managing Director sold 1,930 shares at $139.49 ($269,216)
  6. 4 Grant or award Director acquired 11 shares (grant or award)
  7. 4 Grant or award Director acquired 34 shares (grant or award)
  8. 4 Grant or award Director acquired 18 shares (grant or award)
  9. 4 Grant or award Director acquired 5 shares (grant or award)
  10. 4 Grant or award Director acquired 25 shares (grant or award)
  11. 4 Grant or award Director acquired 9 shares (grant or award)
  12. 4 Grant or award Director acquired 7 shares (grant or award)
  13. 8-K Event Regulation FD disclosure
  14. 4 Shares withheld for taxes Managing Director gave up 1,509 shares (to pay taxes)
  15. 8-K Event Material agreement · New debt or obligation · Regulation FD disclosure
  16. 4 Open-market sale Managing Director sold 50,608 shares at an average $146.56 ($7,417,048)
  17. 4 Open-market sale Managing Director sold 4,000 shares at $147.43 ($589,720)
  18. 4 Open-market sale Managing Director sold 438 shares at $148.71 ($65,135)
  19. 4 Open-market sale Chief Financial Officer sold 50,905 shares at an average $154.39 ($7,859,404)
  20. 4 Open-market sale President & CEO sold 15,594 shares at an average $154.41 ($2,407,861)

Page 28 of 89 · 1,776 filings