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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
  1. 4/A Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)
  2. 4/A Open-market sale Chief Executive Officer sold 22,042 shares at $3.69 ($81,335)
  3. SC 13D Stake Beneficial Ownership Report
  4. 40-17F2 Other 40-17F2
  5. 4/A Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)
  6. 4/A Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)
  7. 4/A Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)
  8. 4 Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)
  9. 4 Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)
  10. 4 Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)
  11. 4 Open-market sale Chief Executive Officer sold 22,042 shares at $3.69 ($81,335)
  12. 40-17G Other 40-17G
  13. 4/A Open-market buy Director bought 2,000 shares at $2.56 ($5,120)
  14. 4 Open-market buy Director bought 2,000 shares at $2.56 ($5,120)
  15. DEF 14A Proxy Proxy Statement
  16. 8-K Event Results of operations
  17. 10-K Report Annual Report
  18. 8-K Event Other events
  19. 8-K Event Other events
  20. 40-17G/A Other 40-17G/A

Page 28 of 48 · 942 filings