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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
  1. 40-17G/A Other 40-17G/A
  2. 8-K Event Other events
  3. 4 Open-market buy Director bought 2,000 shares at $4.20 ($8,400)
  4. 4 Open-market buy Director bought 2,300 shares at an average $4.39 ($10,103)
  5. 10-Q/A Report 10-Q/A
  6. 8-K Event Results of operations
  7. 10-Q Report Quarterly Report
  8. 8-K Event Other events
  9. 8-K Event Other events
  10. 8-K Event Other events
  11. 8-K Event Results of operations
  12. 10-Q Report Quarterly Report
  13. SC 13D/A Stake Beneficial Ownership Report
  14. 8-K Event Other events
  15. 4 Open-market sale Director sold 423,960 shares at $7.11 ($3,014,356)
  16. 4 Open-market sale Director sold 423,960 shares at $7.11 ($3,014,356)
  17. 4 Open-market sale President and CEO sold 423,960 shares at $7.11 ($3,014,356)
  18. 4 Open-market sale 10% owner sold 423,960 shares at $7.11 ($3,014,356)
  19. 8-K Event Other events
  20. 40-17F2 Other 40-17F2

Page 29 of 48 · 942 filings