CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-09-16 | Denos Kenneth I Secretary | Grant or award | +66,841 | $2.51 | $168K | 332,595 |
| 2025-09-16 | Hardy John A. CEO | Grant or award | +133,682 | $2.51 | $336K | 3,861,706 |
| 2025-09-16 | Denos Kenneth I Secretary | Grant or award | +250,000 | $2.51 | $628K | 332,595 |
| 2023-07-14 | KNAUSS ROBERT L Director | Purchase | +1,000 | $1.48 | $1K | 93,670 |
| 2021-09-29 | des Pallieres Bertrand 10% owner | Sale | −1,844,259 | $2.40 | $4.4M | 345,433 |
| 2021-04-29 | Atkinson Fraser Director | Purchase | +4,034 | $1.89 | $8K | 45,591 |
| 2021-04-28 | Atkinson Fraser Director | Purchase | +700 | $1.89 | $1K | 41,557 |
| 2021-04-27 | Atkinson Fraser Director | Purchase | +100 | $1.90 | $190 | 40,857 |
| 2021-04-26 | Atkinson Fraser Director | Purchase | +1,352 | $1.90 | $3K | 40,757 |
| 2021-04-23 | Atkinson Fraser Director | Purchase | +18,016 | $1.89 | $34K | 39,405 |
| 2020-07-16 | Hardy John A. CEO | Purchase | +3,228,024 | $1.17 | $3.8M | 3,728,024 |
| 2020-07-16 | MVC CAPITAL, INC. 10% owner | Sale | −3,228,024 | $1.17 | $3.8M | 0 |
| 2020-07-16 | Tokarz Group Advisers LLC 10% owner | Sale | −3,228,024 | $1.17 | $3.8M | 0 |
| 2020-07-16 | TOKARZ MICHAEL T 10% owner | Sale | −3,228,024 | $1.17 | $3.8M | 0 |
| 2019-08-12 | MVC CAPITAL, INC. 10% owner | Sale | −608,310 | $1.62 | $985K | 3,228,024 |
| 2019-08-12 | Tokarz Group Advisers LLC 10% owner | Sale | −608,310 | $1.62 | $985K | 3,228,024 |
| 2019-08-12 | TOKARZ MICHAEL T 10% owner | Sale | −608,310 | $1.62 | $985K | 3,228,024 |
| 2019-07-29 | TOKARZ MICHAEL T 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,836,334 |
| 2019-07-29 | Tokarz Group Advisers LLC 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,836,334 |
| 2019-07-29 | MVC CAPITAL, INC. 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,836,334 |
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