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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
  1. 4 Open-market sale Director sold 205,889 shares at $3.26 ($671,198)
  2. SC 13D Stake Beneficial Ownership Report
  3. 4 Open-market buy Chairman, President and C.E.O. bought 400 shares at $3.25 ($1,300)
  4. 4 Open-market buy Director bought 3,000 shares at $3.29 ($9,864)
  5. 4/A Open-market buy Chairman, President and C.E.O. bought 1,600 shares at $3.25 ($5,200)
  6. 4 Open-market buy Director bought 1,600 shares at $3.25 ($5,200)
  7. SC 13D Stake Beneficial Ownership Report
  8. 10-Q Report Quarterly Report
  9. SC 13G Stake Amended Statement of Ownership
  10. 4 Open-market sale 10% owner sold 531,680 shares at $3.35 ($1,781,128)
  11. 4 Open-market sale 10% owner sold 531,680 shares at $3.35 ($1,781,128)
  12. 4 Open-market sale 10% owner sold 531,680 shares at $3.35 ($1,781,128)
  13. 4 Open-market sale Director sold 531,680 shares at $3.35 ($1,781,128)
  14. 8-K Event Other events
  15. 8-K Event Executive or director change · Other events
  16. SC 13D/A Stake Beneficial Ownership Report
  17. 8-K Event Results of operations
  18. 10-Q Report Quarterly Report
  19. 4/A Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)
  20. 4/A Open-market sale 10% owner sold 22,042 shares at $3.69 ($81,335)

Page 27 of 48 · 942 filings