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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
  1. 4 Shares withheld for taxes President and CEO gave up 7,670 shares (to pay taxes)
  2. 4 Open-market sale Director sold 35,000 shares at an average $4.83 ($169,034)
  3. DEFR14A Other DEFR14A
  4. DEFA14A Proxy Proxy Materials
  5. 4/A Shares withheld for taxes Pres., Broadwind Heavy Fab. gave up 10,757 shares (to pay taxes)
  6. 4/A Shares withheld for taxes President and CEO gave up 25,162 shares (to pay taxes)
  7. 4/A Shares withheld for taxes Pres. Broadwind Ind. Solutions gave up 9,800 shares (to pay taxes)
  8. 4/A Shares withheld for taxes VP, CFO and Treasurer gave up 17,422 shares (to pay taxes)
  9. 4/A Shares withheld for taxes Director gave up 11,793 shares (to pay taxes)
  10. DEF 14A Proxy Proxy Statement
  11. 4 Open-market buy Chief Human Resources Officer bought 4,000 shares at $6.10 ($24,400)
  12. 8-K Event Material agreement
  13. 424B5 Offering Prospectus
  14. 4 Shares withheld for taxes Pres., Broadwind Heavy Fab. gave up 7,752 shares (to pay taxes)
  15. 4 Shares withheld for taxes Pres. Broadwind Ind. Solutions gave up 7,074 shares (to pay taxes)
  16. 4 Shares withheld for taxes Director gave up 8,271 shares (to pay taxes)
  17. 4 Shares withheld for taxes VP, CFO and Treasurer gave up 11,862 shares (to pay taxes)
  18. 4 Shares withheld for taxes President and CEO gave up 15,240 shares (to pay taxes)
  19. 10-K Report Annual Report
  20. 8-K Event Results of operations · Regulation FD disclosure

Page 17 of 63 · 1,246 filings