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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
  1. 4 Grant or award Chief Human Resources Officer acquired 5,882 shares (grant or award)
  2. 4 Grant or award Pres., Brad Foote Gear Works acquired 6,022 shares (grant or award)
  3. 4 Grant or award Director acquired 9,336 shares (grant or award)
  4. 4 Grant or award Director acquired 9,336 shares (grant or award)
  5. 4 Grant or award VP, CFO and Treasurer acquired 12,837 shares (grant or award)
  6. 4 Grant or award President and CEO acquired 28,008 shares (grant or award)
  7. S-8 Other Securities Offered to Employees in Benefit Plans
  8. 10-Q Report Quarterly Report
  9. 8-K Event Results of operations · Regulation FD disclosure
  10. 4 Shares withheld for taxes President and CEO gave up 22,946 shares (to pay taxes)
  11. 8-K Event Shareholder vote results
  12. 4 Shares withheld for taxes Pres., Broadwind Heavy Fab. gave up 3,114 shares (to pay taxes)
  13. 4 Shares withheld for taxes President and CEO gave up 10,043 shares (to pay taxes)
  14. 4 Shares withheld for taxes Pres. Broadwind Ind. Solutions gave up 1,766 shares (to pay taxes)
  15. 4 Shares withheld for taxes VP, CFO and Treasurer gave up 4,221 shares (to pay taxes)
  16. 4 Shares withheld for taxes Pres., Brad Foote Gear Works gave up 1,857 shares (to pay taxes)
  17. 4 Shares withheld for taxes Pres., Broadwind Heavy Fab. gave up 2,438 shares (to pay taxes)
  18. 4 Shares withheld for taxes Pres. Broadwind Ind. Solutions gave up 1,122 shares (to pay taxes)
  19. 4 Shares withheld for taxes Director gave up 13,654 shares (to pay taxes)
  20. 4 Shares withheld for taxes VP, CFO and Treasurer gave up 3,407 shares (to pay taxes)

Page 16 of 63 · 1,246 filings