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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
  1. 4 Grant or award Pres., Broadwind Ind. Solution acquired 8,348 shares (grant or award)
  2. 4 Grant or award VP and CFO acquired 16,289 shares (grant or award)
  3. 4 Grant or award President and CEO acquired 41,251 shares (grant or award)
  4. 4 Grant or award President and CEO acquired 41,786 shares (grant or award)
  5. 4 Grant or award VP and CFO acquired 15,157 shares (grant or award)
  6. 4 Grant or award Pres., Broadwind Ind. Solution acquired 8,231 shares (grant or award)
  7. 4 Grant or award Director acquired 13,605 shares (grant or award)
  8. 4 Grant or award Director acquired 13,605 shares (grant or award)
  9. 4 Grant or award Director acquired 13,605 shares (grant or award)
  10. 4 Grant or award Director acquired 13,605 shares (grant or award)
  11. 4 Shares withheld for taxes Pres., Broadwind Ind. Solution gave up 753 shares (to pay taxes)
  12. 4 Shares withheld for taxes VP and CFO gave up 1,282 shares (to pay taxes)
  13. 4 Shares withheld for taxes President and CEO gave up 4,691 shares (to pay taxes)
  14. 4 Shares withheld for taxes Pres., Broadwind Ind. Solution gave up 2,927 shares (to pay taxes)
  15. 4 Shares withheld for taxes VP and CFO gave up 5,230 shares (to pay taxes)
  16. 4 Shares withheld for taxes President and CEO gave up 16,597 shares (to pay taxes)
  17. 4 Open-market sale Pres., Broadwind Heavy Fab. sold 3,000 shares at $1.94 ($5,831)
  18. 4 Shares withheld for taxes VP and CFO gave up 1,032 shares (to pay taxes)
  19. 4 Shares withheld for taxes Pres., Broadwind Ind. Solution gave up 711 shares (to pay taxes)
  20. 4 Shares withheld for taxes President and CEO gave up 3,352 shares (to pay taxes)

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