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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
  1. 4 Shares withheld for taxes Pres. Broadwind Ind. Solutions gave up 1,047 shares (to pay taxes)
  2. 4 Shares withheld for taxes VP, CFO and Treasurer gave up 1,860 shares (to pay taxes)
  3. 4 Shares withheld for taxes Pres., Broadwind Heavy Fab. gave up 1,087 shares (to pay taxes)
  4. 4 Shares withheld for taxes President and CEO gave up 2,651 shares (to pay taxes)
  5. SC 13G/A Stake Amended Statement of Ownership
  6. SC 13G/A Stake Amended Statement of Ownership
  7. 8-K Event Results of operations
  8. SC 13G Stake Amended Statement of Ownership
  9. SC 13G Stake Amended Statement of Ownership
  10. 4 Open-market sale Director sold 5,000 shares at $3.60 ($18,000)
  11. 10-Q Report Quarterly Report
  12. 8-K Event Results of operations · Regulation FD disclosure
  13. 4 Grant or award Chief Human Resources Officer acquired 5,692 shares (grant or award)
  14. 3 Insider Initial Statement of Ownership
  15. EFFECT Other Notice of Effectiveness
  16. CORRESP Other Correspondence Between Filers and SEC Staff
  17. S-3/A Offering Registration Statement
  18. 4 Open-market sale Director sold 19,001.66 shares at $3.16 ($60,045)
  19. 8-K Event Other events
  20. UPLOAD Other SEC-generated Letter

Page 18 of 63 · 1,246 filings