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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
  1. 4/A Shares withheld for taxes Chief Financial Officer gave up 5,080 shares (to pay taxes)
  2. 4 Shares withheld for taxes CEO and President gave up 67,198 shares (to pay taxes)
  3. 4 Shares withheld for taxes Chief Financial Officer gave up 5,080 shares (to pay taxes)
  4. 4 Open-market sale General Counsel & Secretary sold 20,511 shares at $1.48 ($30,344)
  5. SC 13G Stake Amended Statement of Ownership
  6. SC 13G/A Stake Amended Statement of Ownership
  7. 4 Shares withheld for taxes Chief Sales & Mktg Officer gave up 29,630 shares (to pay taxes)
  8. 4 Shares withheld for taxes Chief Product Officer, Crypto gave up 26,856 shares (to pay taxes)
  9. 4 Shares withheld for taxes Chief Engineering Officer gave up 29,650 shares (to pay taxes)
  10. 4 Open-market sale General Counsel & Secretary sold 43,157 shares at $1.71 ($73,786)
  11. 4 Shares withheld for taxes Chief Product Officer, Loyalty gave up 26,873 shares (to pay taxes)
  12. 4 Open-market sale CEO and President sold 340,002 shares at $1.59 ($540,739)
  13. SC 13G Stake Amended Statement of Ownership
  14. 4 Open-market sale Chief Sales & Mktg Officer sold 16,500 shares at $1.69 ($27,949)
  15. 4 Open-market sale Director sold 100,000 shares at $2.06 ($206,100)
  16. 4 Other disposition Director disposed of 349,510 shares (other)
  17. 4 Open-market sale Chief Financial Officer sold 11,487 shares at $1.35 ($15,507)
  18. 8-K Event Regulation FD disclosure
  19. 4 Open-market sale Director sold 69,640 shares at $1.78 ($124,238)
  20. 4 Open-market sale Director sold 170,000 shares at $1.94 ($329,970)

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