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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
  1. SC 13G/A Stake Amended Statement of Ownership
  2. 4 Open-market sale Director sold 20,000 shares at $1.67 ($33,320)
  3. 4 Open-market sale Director sold 74,495 shares at $1.70 ($126,642)
  4. 8-K Event Acquisition or sale completed · Other events
  5. 10-K Report Annual Report
  6. 4 Open-market sale Director sold 50,000 shares at $1.32 ($66,000)
  7. 8-K Event Results of operations · Exit or restructuring costs
  8. 4 Conversion General Counsel & Secretary acquired 100,000 shares (conversion)
  9. 4 Grant or award General Counsel & Secretary acquired 190,992 shares (grant or award)
  10. 4 Grant or award CEO and President acquired 667,467 shares (grant or award)
  11. 4 Grant or award Chief Accounting Officer acquired 11,373 shares (grant or award)
  12. 4 Grant or award Chief Client Officer acquired 190,992 shares (grant or award)
  13. 4 Grant or award Chief Financial Officer acquired 190,992 shares (grant or award)
  14. 4 Grant or award Chief Product Officer, Crypto acquired 190,992 shares (grant or award)
  15. 4 Grant or award Chief Sales & Mktg Officer acquired 190,992 shares (grant or award)
  16. 4 Grant or award Chief Engineering Officer acquired 190,992 shares (grant or award)
  17. 4 Shares withheld for taxes Chief Engineering Officer gave up 11,631 shares (to pay taxes)
  18. 4 Open-market sale Chief Sales & Mktg Officer sold 4,382 shares at $1.48 ($6,487)
  19. 4 Shares withheld for taxes Chief Product Officer, Loyalty gave up 10,386 shares (to pay taxes)
  20. 4 Shares withheld for taxes Chief Product Officer, Crypto gave up 10,389 shares (to pay taxes)

Page 24 of 39 · 772 filings