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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
  1. 4 Grant or award Chief Executive Officer acquired 243,454 shares (grant or award)
  2. 4 Grant or award General Counsel & Secretary acquired 45,000 shares (grant or award)
  3. 4 Grant or award Chief Operating Officer acquired 30,000 shares (grant or award)
  4. 4 Grant or award Chief Accounting Officer acquired 20,000 shares (grant or award)
  5. 4 Open-market sale Chief Accounting Officer sold 282 shares at $8.61 ($2,428)
  6. 4 Open-market sale General Counsel & Secretary sold 1,272 shares at $8.61 ($10,952)
  7. 4 Open-market sale Chief Operating Officer sold 1,272 shares at $8.61 ($10,952)
  8. 3 Insider Initial Statement of Ownership
  9. 4 Open-market buy Director bought 296,567 shares at $7.12 ($2,111,557)
  10. 4 Open-market sale General Counsel & Secretary sold 539 shares at $8.44 ($4,549)
  11. 4 Open-market sale Chief Financial Officer sold 657 shares at $8.44 ($5,545)
  12. 4 Open-market sale Chief Accounting Officer sold 94 shares at $8.33 ($783)
  13. 4 Open-market sale Chief Accounting Officer sold 349 shares at $7.93 ($2,768)
  14. 4 Planned sale General Counsel & Secretary sold 2,919 shares at an average $7.83 ($22,849)
  15. 4 Open-market sale Chief Operating Officer sold 1,562 shares at $7.93 ($12,387)
  16. 4 Open-market sale Chief Financial Officer sold 1,907 shares at $7.93 ($15,123)
  17. 4 Open-market buy Director bought 280,000 shares at an average $7.75 ($2,170,800)
  18. 4 Option exercise Chief Operating Officer acquired 671 shares (option exercise)
  19. 4 Option exercise Chief Financial Officer acquired 335 shares (option exercise)
  20. 4 Option exercise General Counsel & Secretary acquired 1,677 shares (option exercise)

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