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CIK 0001820302 · Accelerated filer<br>Smaller reporting company

Bakkt, Inc.

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Ticker
BKKT
Exchange
NYSE
Industry
Finance Services
FY end
Dec 31
Entity type
operating
EIN
412324812
Phone
332-203-3017
Business address
3280 PEACHTREE RD NE, 7TH FLOOR, ATLANTA, GA, 30305
Former names
Bakkt Holdings, Inc., VPC Impact Acquisition Holdings
Open-market buys, last 90 days
$2,111,557
in 1 filing
Open-market sales, last 90 days
$24,332
in 3 filings

Net +$2,087,225. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 45 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-30 Naheta Akshay Sudhir Chief Executive Officer Grant or award +243,454 9,336,976
2026-09-30 D'Annunzio Marc General Counsel & Secretary Grant or award +45,000 152,006
2026-09-30 Baes Nicholas Chief Operating Officer Grant or award +30,000 134,103
2026-09-30 Henderson Joseph Sean-Walsh Chief Accounting Officer Grant or award +20,000 32,672
2026-09-23 Henderson Joseph Sean-Walsh Chief Accounting Officer Sale −282 $8.61 $2K 12,672
2026-09-23 D'Annunzio Marc General Counsel & Secretary Sale −1,272 $8.61 $11K 107,006
2026-09-23 Baes Nicholas Chief Operating Officer Sale −1,272 $8.61 $11K 104,103
2026-08-18 ALFRED MICHAEL Director Purchase +296,567 $7.12 $2.1M 1,201,567
2026-07-15 D'Annunzio Marc General Counsel & Secretary Sale −539 $8.44 $5K 108,278
2026-07-15 Alexander Karen Chief Financial Officer Sale −657 $8.44 $6K 53,542
2026-07-15 Henderson Joseph Sean-Walsh Chief Accounting Officer Sale −94 $8.33 $783 12,954
2026-06-26 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −1,357 $7.71 $10K 108,817
2026-06-25 Henderson Joseph Sean-Walsh Chief Accounting Officer Sale −349 $7.93 $3K 13,048
2026-06-25 D'Annunzio Marc General Counsel & Secretary Sale 10b5-1 −1,562 $7.93 $12K 110,174
2026-06-25 Baes Nicholas Chief Operating Officer Sale −1,562 $7.93 $12K 105,375
2026-06-25 Alexander Karen Chief Financial Officer Sale −1,907 $7.93 $15K 54,199
2026-06-10 ALFRED MICHAEL Director Purchase +100,000 $7.83 $783K 905,000
2026-06-09 ALFRED MICHAEL Director Purchase +180,000 $7.71 $1.4M 805,000
2026-05-18 ALFRED MICHAEL Director Purchase +220,000 $8.20 $1.8M 625,000
2026-05-15 Baes Nicholas Chief Operating Officer Option exercise +671 $10.00 $7K 106,937

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