4

Changes in Ownership

EXAGEN INC. Filed 2019-09-23 Acc 0000899243-19-024084

10% owner acquired 212,568 shares (option exercise)

10% owner gave up 28,106 shares (to pay taxes)
10% owner acquired 1,293,637 shares (conversion)

From the SEC's structured data for this filing

Trades in this filing

Insider	Date	Transaction	Shares	Price	Value	Owned after	D/I
Hunt Holdings Limited Partnership 10% owner	2019-09-19	Option exercise	+202,011	$1.84	$371,700	202,727	I
Hunt Holdings Limited Partnership 10% owner	2019-09-19	Option exercise	+10,557	$14.32	$151,213	213,284	I
Hunt Holdings Limited Partnership 10% owner	2019-09-19	Shares withheld for taxes	−28,106	$18.58	$522,209	185,178	I
Hunt Holdings Limited Partnership 10% owner	2019-09-23	Conversion	+1,293,637			1,478,815	I
Derivatives
Hunt Holdings Limited Partnership 10% owner	2019-09-19	Conversion · Warrants	−170,093	$1.84	$312,971	0	I
Hunt Holdings Limited Partnership 10% owner	2019-09-19	Conversion · Warrants	−31,918	$1.84	$58,729	0	I
Hunt Holdings Limited Partnership 10% owner	2019-09-19	Option exercise · Warrants	−10,557	$14.32	$151,213	0	I
Hunt Holdings Limited Partnership 10% owner	2019-09-23	Conversion · Series A-3 Redeemable Convertible Preferred Stock	−219,548			0	I
Hunt Holdings Limited Partnership 10% owner	2019-09-23	Conversion · Series C Redeemable Convertible Preferred Stock	−1,330,416			0	I
Hunt Holdings Limited Partnership 10% owner	2019-09-23	Conversion · Series E Redeemable Convertible Preferred Stock	−37,096,550			0	I
Hunt Holdings Limited Partnership 10% owner	2019-09-23	Conversion · Series F Redeemable Convertible Preferred Stock	−60,028,640			0	I
Hunt Holdings Limited Partnership 10% owner	2019-09-23	Conversion · Series H Redeemable Convertible Preferred Stock	−54,145,517			0	I