4

Changes in Ownership

EXAGEN INC. Filed 2019-09-23 Acc 0000899243-19-024083

10% owner acquired 369,648 shares (option exercise)

10% owner gave up 49,860 shares (to pay taxes)
10% owner acquired 2,228,500 shares (conversion)

From the SEC's structured data for this filing

Trades in this filing

Insider	Date	Transaction	Shares	Price	Value	Owned after	D/I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-19	Option exercise	+349,823	$1.84	$643,674	361,897	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-19	Option exercise	+19,825	$14.32	$283,963	381,722	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-19	Shares withheld for taxes	−49,860	$18.58	$926,399	331,862	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-23	Conversion	+2,228,500			2,560,362	I
Derivatives
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-19	Conversion · Warrants	−280,127	$1.84	$515,434	0	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-19	Conversion · Warrants	−69,696	$1.84	$128,241	0	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-19	Option exercise · Warrants	−19,825	$14.32	$283,963	0	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-23	Conversion · Series A-3 Redeemable Convertible Preferred Stock	−607,168			0	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-23	Conversion · Series C Redeemable Convertible Preferred Stock	−8,081,136			0	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-23	Conversion · Series D Redeemable Convertible Preferred Stock	−3,373,594			0	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-23	Conversion · Series E Redeemable Convertible Preferred Stock	−64,239,884			0	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-23	Conversion · Series F Redeemable Convertible Preferred Stock	−112,958,220			0	I
NMSIC Co-Investment Fund, L.P. 10% owner	2019-09-23	Conversion · Series H Redeemable Convertible Preferred Stock	−53,054,485			0	I