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CIK 0001464790 · Accelerated filer<br>Smaller reporting company

BRC Group Holdings, Inc.

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Tickers
RILY RILYG RILYT RILYZ
Exchange
Nasdaq
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
270223495
Phone
818-884-3737
Business address
11100 SANTA MONICA BLVD, SUITE 800, LOS ANGELES, CA, 90025
Former names
BRC Group Holdings, Inc., B. Riley Financial, Inc., Great American Group, Inc.

Securities

  • RILY Common Stock Nasdaq
  • RILYG 5.00% Senior Notes due 2026 Nasdaq
  • RILYT 6.00% Senior Notes Due 2028 Nasdaq
  • RILYZ 5.25% Senior Notes due 2028 Nasdaq
  • RILYL Depositary Shares, each representing a 1/1000th fractional interest in a share of Series B Cumulative Perpetual Preferred Stock Nasdaq
  • RILYP Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock Nasdaq
  1. 4 Shares withheld for taxes SVP, Chief Accounting Officer gave up 910 shares (to pay taxes)
  2. 4 Shares withheld for taxes Chairman and Co-CEO gave up 13,928 shares (to pay taxes)
  3. 4 Shares withheld for taxes CEO B. Riley Securities, Inc. gave up 7,297 shares (to pay taxes)
  4. 4 Shares withheld for taxes Co-CEO gave up 13,928 shares (to pay taxes)
  5. 4 Shares withheld for taxes EVP, General Counsel, Sec gave up 1,404 shares (to pay taxes)
  6. 4 Shares withheld for taxes CFO & Chief Operating Officer gave up 6,306 shares (to pay taxes)
  7. 4 Insider Changes in Ownership
  8. SC 13D/A Stake Beneficial Ownership Report
  9. 4 Open-market buy 10% owner bought 17,000 shares at $5.05 ($85,767)
  10. 4 Open-market buy 10% owner bought 20,210 shares at $3.45 ($69,725)
  11. 8-K Event Code of ethics change · Shareholder vote results
  12. 4 Shares withheld for taxes CEO B. Riley Securities, Inc. gave up 3,657 shares (to pay taxes)
  13. 4 Shares withheld for taxes Co-CEO gave up 6,856 shares (to pay taxes)
  14. 4 Shares withheld for taxes CFO & Chief Operating Officer gave up 2,765 shares (to pay taxes)
  15. 4 Shares withheld for taxes Chairman and Co-CEO gave up 6,856 shares (to pay taxes)
  16. 4 Shares withheld for taxes SVP, Chief Accounting Officer gave up 1,371 shares (to pay taxes)
  17. 4 Shares withheld for taxes President gave up 3,562 shares (to pay taxes)
  18. 4 Shares withheld for taxes EVP, General Counsel, Sec gave up 2,353 shares (to pay taxes)
  19. 4 Insider Changes in Ownership
  20. 4 Insider Changes in Ownership

Page 16 of 88 · 1,748 filings