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CIK 0001464790 · Accelerated filer<br>Smaller reporting company

BRC Group Holdings, Inc.

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Tickers
RILY RILYG RILYT RILYZ
Exchange
Nasdaq
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
270223495
Phone
818-884-3737
Business address
11100 SANTA MONICA BLVD, SUITE 800, LOS ANGELES, CA, 90025
Former names
BRC Group Holdings, Inc., B. Riley Financial, Inc., Great American Group, Inc.

Securities

  • RILY Common Stock Nasdaq
  • RILYG 5.00% Senior Notes due 2026 Nasdaq
  • RILYT 6.00% Senior Notes Due 2028 Nasdaq
  • RILYZ 5.25% Senior Notes due 2028 Nasdaq
  • RILYL Depositary Shares, each representing a 1/1000th fractional interest in a share of Series B Cumulative Perpetual Preferred Stock Nasdaq
  • RILYP Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock Nasdaq
  1. 4/A Open-market buy Chairman and Co-CEO bought 72,727 shares at $55.00 ($3,999,985)
  2. 4/A Open-market buy Director bought 5,000 shares at $55.00 ($275,000)
  3. 4/A Open-market buy CEO B. Riley Securities, Inc. bought 5,000 shares at $55.00 ($275,000)
  4. 424B5 Offering Prospectus
  5. 424B5 Offering Prospectus
  6. 4 Open-market buy Co-CEO bought 9,090 shares at $55.00 ($499,950)
  7. 4 Open-market buy Chairman and Co-CEO bought 72,727 shares at $55.00 ($3,999,985)
  8. 4 Open-market buy Director bought 5,000 shares at $55.00 ($275,000)
  9. 4 Open-market buy CEO B. Riley Securities, Inc. bought 5,000 shares at $55.00 ($275,000)
  10. SC 13D/A Stake Beneficial Ownership Report
  11. 8-K Event Results of operations · Regulation FD disclosure
  12. 424B5 Offering Prospectus
  13. 4 Open-market sale 10% owner sold 2,200,000 shares at $16.25 ($35,750,000)
  14. SC 13D/A Stake Beneficial Ownership Report
  15. 4 Open-market buy 10% owner bought 100,000 shares at an average $5.78 ($578,145)
  16. 4 Open-market buy 10% owner bought 245,219 shares at an average $3.62 ($887,588)
  17. 4 Open-market buy 10% owner bought 23,734 shares at an average $3.50 ($83,069)
  18. 4 Open-market buy Chairman and Co-CEO bought 6,199 shares at $37.91 ($234,984)
  19. 4 Open-market buy 10% owner bought 40,000 shares at an average $5.51 ($220,557)
  20. 4 Shares withheld for taxes President gave up 7,108 shares (to pay taxes)

Page 15 of 88 · 1,748 filings