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CIK 0001464790 · Accelerated filer<br>Smaller reporting company

BRC Group Holdings, Inc.

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Tickers
RILY RILYG RILYT RILYZ
Exchange
Nasdaq
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
818-884-3737
Business address
11100 SANTA MONICA BLVD, SUITE 800, LOS ANGELES, CA, 90025
Former names
BRC Group Holdings, Inc., B. Riley Financial, Inc., Great American Group, Inc.

Securities

  • RILY Common Stock Nasdaq
  • RILYG 5.00% Senior Notes due 2026 Nasdaq
  • RILYT 6.00% Senior Notes Due 2028 Nasdaq
  • RILYZ 5.25% Senior Notes due 2028 Nasdaq
  • RILYL Depositary Shares, each representing a 1/1000th fractional interest in a share of Series B Cumulative Perpetual Preferred Stock Nasdaq
  • RILYP Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred Stock Nasdaq
  1. 4 Open-market buy 10% owner bought 130,000 shares at an average $4.98 ($647,593)
  2. 3 Insider Initial Statement of Ownership
  3. 3 Insider Initial Statement of Ownership
  4. 4 Shares withheld for taxes See Remarks gave up 2,853 shares (to pay taxes)
  5. 4 Gift Co-CEO gave 3,000 shares (gift)
  6. 4 Open-market sale Chairman and Co-CEO sold 195,492 shares at $9.00 ($1,759,428)
  7. 4 Open-market sale EVP, General Counsel, Sec sold 100,000 shares at an average $8.57 ($856,691)
  8. 4 Shares withheld for taxes Chairman and Co-CEO gave up 17,059 shares (to pay taxes)
  9. 4 Shares withheld for taxes SVP, Chief Accounting Officer gave up 4,861 shares (to pay taxes)
  10. 4 Shares withheld for taxes Co-CEO gave up 22,440 shares (to pay taxes)
  11. 4 Shares withheld for taxes EVP, General Counsel, Sec gave up 3,741 shares (to pay taxes)
  12. 4 Grant or award Director acquired 51,419 shares (grant or award)
  13. 4 Grant or award Director acquired 51,419 shares (grant or award)
  14. 4 Grant or award Director acquired 51,419 shares (grant or award)
  15. 4 Grant or award Director acquired 51,419 shares (grant or award)
  16. 4 Grant or award Director acquired 51,419 shares (grant or award)
  17. 4 Grant or award Director acquired 51,419 shares (grant or award)
  18. 4 Open-market sale 10% owner sold 1,155,382 shares at $9.00 ($10,398,438)
  19. 4 Grant or award Executive VP and CFO acquired 100,000 shares (grant or award)
  20. 3 Insider Initial Statement of Ownership

Page 1 of 41 · 805 filings