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CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company

LiveOne, Inc.

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Ticker
LVO
Exchange
Nasdaq
Industry
Retail-Eating Places
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
980657263
Phone
(310) 601-2505
Business address
269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
Former names
LiveXLive Media, Inc., LOTON, CORP
  1. 4 Open-market buy CEO and Chairman bought 3,200 shares at an average $5.81 ($18,592)
  2. 4 Open-market buy CEO and Chairman bought 4,800 shares at $5.84 ($28,010)
  3. 8-K Event Regulation FD disclosure
  4. SC 13G/A Stake Amended Statement of Ownership
  5. 10-Q Report Quarterly Report
  6. 8-K Event Results of operations · Regulation FD disclosure
  7. 4 Derivatives Options or other derivatives
  8. SC 13G/A Stake Amended Statement of Ownership
  9. 3 Insider Initial Statement of Ownership
  10. 8-K Event Executive or director change · Regulation FD disclosure
  11. S-3/A Offering Registration Statement
  12. 3 Insider Initial Statement of Ownership
  13. 8-K Event Regulation FD disclosure
  14. 8-K Event Executive or director change · Regulation FD disclosure
  15. 4 Open-market buy CFO and EVP bought 16,667 shares at $3.00 ($50,001)
  16. 4 Open-market buy Chief Operating Officer bought 8,334 shares at $3.00 ($25,002)
  17. 4 Derivatives Options or other derivatives
  18. 4 Derivatives Options or other derivatives
  19. 4 Derivatives Options or other derivatives
  20. S-3 Offering Registration Statement

Page 24 of 36 · 709 filings