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CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company

LiveOne, Inc.

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Ticker
LVO
Exchange
Nasdaq
Industry
Retail-Eating Places
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
980657263
Phone
(310) 601-2505
Business address
269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
Former names
LiveXLive Media, Inc., LOTON, CORP
  1. 4 Open-market buy CEO and Chairman bought 2,300 shares at an average $4.76 ($10,947)
  2. 4 Open-market buy CEO and Chairman bought 3,600 shares at an average $4.69 ($16,894)
  3. 4 Open-market buy CEO and Chairman bought 1,400 shares at an average $5.38 ($7,532)
  4. 4 Open-market buy CEO and Chairman bought 2,000 shares at an average $5.07 ($10,141)
  5. 8-K Event Shareholder vote results
  6. 8-K Event Regulation FD disclosure
  7. 4 Open-market buy CEO and Chairman bought 3,300 shares at an average $4.75 ($15,666)
  8. 4 Open-market buy CEO and Chairman bought 3,602 shares at an average $4.53 ($16,309)
  9. 4 Open-market buy CEO and Chairman bought 3,900 shares at an average $4.11 ($16,025)
  10. 4 Open-market buy CEO and Chairman bought 16,201 shares at an average $3.97 ($64,307)
  11. 10-Q Report Quarterly Report
  12. 8-K Event Results of operations · Regulation FD disclosure
  13. 8-K Event Regulation FD disclosure
  14. DEFA14A Proxy Proxy Materials
  15. DEF 14A Proxy Proxy Statement
  16. 4 Open-market buy Director bought 84,351 shares at an average $5.06 ($426,732)
  17. 8-K Event Regulation FD disclosure
  18. PRE 14A Proxy Proxy Statement (Preliminary)
  19. 4 Open-market buy CEO and Chairman bought 6,700 shares at an average $4.90 ($32,841)
  20. 4 Open-market buy CEO and Chairman bought 1,224 shares at an average $5.01 ($6,131)

Page 25 of 36 · 709 filings