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CIK 0001491419 · Non-accelerated filer<br>Smaller reporting company

LiveOne, Inc.

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Ticker
LVO
Exchange
Nasdaq
Industry
Retail-Eating Places
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
980657263
Phone
(310) 601-2505
Business address
269 SOUTH BEVERLY DRIVE, SUITE 1450, BEVERLY HILLS, CA, 90212
Former names
LiveXLive Media, Inc., LOTON, CORP
  1. 8-K Event Material agreement · New debt or obligation
  2. 8-K Event Material agreement · Unregistered share sale · Executive or director change · Regulation FD disclosure
  3. SEC STAFF LETTER Other SEC Staff Letter Redacted Exhibit
  4. 3 Insider Initial Statement of Ownership
  5. 10-K Report Annual Report
  6. NT 10-K Other NT 10-K
  7. 8-K Event Results of operations · Regulation FD disclosure
  8. 8-K Event Results of operations · Regulation FD disclosure
  9. 8-K Event Executive or director change
  10. 8-K Event Executive or director change · Other events
  11. 4 Open-market buy CEO & Chairman bought 1,600 shares at $5.95 ($9,514)
  12. 4 Open-market buy CEO & Chairman bought 1,500 shares at an average $6.03 ($9,038)
  13. 4 Open-market buy CEO & Chairman bought 2,568 shares at an average $5.72 ($14,692)
  14. 4 Open-market buy CEO & Chairman bought 1,800 shares at an average $5.33 ($9,588)
  15. 4 Open-market buy CEO & Chairman bought 800 shares at an average $5.82 ($4,659)
  16. 4 Open-market buy CEO & Chairman bought 1,700 shares at an average $6.04 ($10,270)
  17. 8-K/A Event Shareholder vote results
  18. 4 Open-market buy CEO and Chairman bought 2,800 shares at an average $6.50 ($18,210)
  19. 4 Open-market buy CEO and Chairman bought 4,677 shares at an average $6.53 ($30,549)
  20. 4 Open-market buy CEO and Chairman bought 3,749 shares at an average $6.09 ($22,817)

Page 23 of 36 · 709 filings