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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Open-market sale President & CEO sold 6,468 shares at $94.88 ($613,684)
  2. SC 13G/A Stake Amended Statement of Ownership
  3. SC 13G/A Stake Amended Statement of Ownership
  4. 8-K Event Results of operations
  5. 4 Open-market sale Managing Director sold 64,380 shares at $92.94 ($5,983,477)
  6. 3 Insider Initial Statement of Ownership
  7. CT ORDER Other Confidential Order
  8. 4 Open-market sale Managing Director sold 20,703 shares at an average $92.30 ($1,910,975)
  9. 4 Open-market sale Managing Director sold 13,181 shares at $91.60 ($1,207,380)
  10. 4 Grant or award Director acquired 7 shares (grant or award)
  11. 4 Grant or award Director acquired 45 shares (grant or award)
  12. 4 Grant or award Director acquired 31 shares (grant or award)
  13. 4 Grant or award Director acquired 29 shares (grant or award)
  14. 4 Grant or award Director acquired 30 shares (grant or award)
  15. 4 Grant or award Director acquired 6 shares (grant or award)
  16. 4 Open-market sale Managing Director sold 5,000 shares at $85.95 ($429,750)
  17. 8-K Event Material agreement · New debt or obligation · Regulation FD disclosure
  18. 4 Open-market sale Managing Director sold 51,140 shares at an average $86.34 ($4,415,270)
  19. 4 Gift President & CEO gave 24,183 shares (gift)
  20. 8-K Event Regulation FD disclosure · Other events

Page 37 of 89 · 1,776 filings