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CIK 0001397911 · Large accelerated filer

LPL Financial Holdings Inc.

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Ticker
LPLA
Exchange
Nasdaq
Industry
Security & Commodity Brokers, Dealers, Exchanges & Services
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
203717839
Phone
800-877-7210
Business address
4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121
Former names
LPL Investment Holdings Inc.
  1. 4 Shares withheld for taxes Managing Director gave up 328 shares (to pay taxes)
  2. 4 Grant or award Managing Director acquired 3,689 shares (grant or award)
  3. 4 Shares withheld for taxes Managing Director gave up 428 shares (to pay taxes)
  4. 4 Open-market sale Managing Director sold 1,223 shares at an average $86.45 ($105,726)
  5. 4 Shares withheld for taxes Managing Director gave up 216 shares (to pay taxes)
  6. 4 Open-market sale Managing Director sold 984 shares at an average $86.43 ($85,044)
  7. 4 Shares withheld for taxes Managing Director gave up 171 shares (to pay taxes)
  8. 4 Open-market sale Chief Financial Officer sold 2,032 shares at an average $86.43 ($175,633)
  9. 4 Grant or award President & CEO acquired 14,547 shares (grant or award)
  10. 8-K Event Regulation FD disclosure
  11. 4 Shares withheld for taxes Managing Director gave up 351 shares (to pay taxes)
  12. 4 Shares withheld for taxes Managing Director gave up 463 shares (to pay taxes)
  13. 4 Shares withheld for taxes Managing Director gave up 353 shares (to pay taxes)
  14. 4 Shares withheld for taxes Managing Director gave up 254 shares (to pay taxes)
  15. 4 Shares withheld for taxes Managing Director gave up 415 shares (to pay taxes)
  16. 4 Shares withheld for taxes Managing Director gave up 159 shares (to pay taxes)
  17. 4 Shares withheld for taxes Chief Financial Officer gave up 616 shares (to pay taxes)
  18. 10-K Report Annual Report
  19. 8-K Event Executive or director change · Regulation FD disclosure
  20. 4 Open-market sale Managing Director sold 5,000 shares at $94.95 ($474,750)

Page 36 of 89 · 1,776 filings