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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
  1. 4 Open-market buy Director bought 1,000 shares at $8.70 ($8,700)
  2. 8-K Event Results of operations
  3. 10-Q Report Quarterly Report
  4. SC 13D/A Stake Beneficial Ownership Report
  5. 3/A Insider 3/A
  6. 3/A Insider 3/A
  7. 3 Insider Initial Statement of Ownership
  8. 3/A Insider 3/A
  9. SC 13D Stake Beneficial Ownership Report
  10. 3 Insider Initial Statement of Ownership
  11. 3 Insider Initial Statement of Ownership
  12. 3 Insider Initial Statement of Ownership
  13. SC 13D/A Stake Beneficial Ownership Report
  14. 3 Insider Initial Statement of Ownership
  15. 8-K Event Executive or director change · Regulation FD disclosure
  16. 3 Insider Initial Statement of Ownership
  17. 4 Open-market sale Director sold 6,600 shares at $8.38 ($55,308)
  18. 4 Open-market sale CEO sold 237,600 shares at $8.38 ($1,991,088)
  19. 4 Open-market sale President sold 202,700 shares at $8.38 ($1,698,626)
  20. 4 Open-market sale Director sold 2,200 shares at $8.38 ($18,436)

Page 36 of 48 · 942 filings